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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DORE WILLIAM J 4823 IHLES ROAD LAKE CHARLES, LA 70605 |
X |
/s/ William J. Dore | 07/20/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person received these securities as repayment of debt under notes previously entered into with certain partners of WJD Interests Ltd. in transactions exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended. |
(2) | This transaction involved distributions to the other partners of WJD Interests Ltd. in respect of their partnership interests therein. This line amends the transactions reported on line 1, 2 and 3 of the reporting person's original Form 4 and the corresponding notes thereto. The reporting person does not retain any beneficial interest in the distributed securities. |
(3) | The stated balance reflects the amount of shares held by WJD Interests Ltd. following the subject transaction, which amount takes into account a distribution of 20,208 shares of GLBL common stock to the reporting person in respect of his partnership interests therein on December 29, 2005. WJD Interests Ltd. holds no shares of GLBL common stock as of the date of this filing. |
(4) | This transaction involved distributions to the other partners of WJD Interests Ltd. in respect of their partnership interests therein. This line amends the transaction reported on line 4 of the reporting person's original Form 4 and the corresponding notes thereto. The reporting person does not retain any beneficial interest in the distributed securities. |
(5) | The stated balance reflects the amount of shares held by WJD Interests Ltd. following the subject transaction, which amount takes into account a distribution of 9,519 shares of GLBL common stock to the reporting person in respect of his partnership interests therein on the date of the reported transaction. WJD Interests Ltd. holds no shares of GLBL common stock as of the date of this filing. |
(6) | This transaction involved distributions to the other partners of WJD Interests Ltd. in respect of their partnership interests therein. This line amends the transaction reported on line 4 of the reporting person's original Form 4 and the corresponding notes thereto. The reporting person does not retain any beneficial interest in the distributed securities. |
(7) | The stated balance reflects the amount of shares held by WJD Interests Ltd. following the subject transaction. WJD Interests Ltd. holds no shares of GLBL common stock as of the date of this filing. |
(8) | This transaction involved distributions to the other partners of WJD Interests Ltd. in respect of their partnership interests therein. This line amends the transaction reported on line 5 of the reporting person's original Form 4 and the corresponding notes thereto. The reporting person does not retain any beneficial interest in the distributed securities. |
(9) | The stated balance reflects the amount of shares held by WJD Interests Ltd. following the subject transaction, which amount reflects the distribution of 1,368,979 shares of GLBL common stock to the other partners of WJD Interests Ltd. in respect of their partnership interests therein on December 7, 2006, which was reported on the reporting person's Form 4 filed December 11, 2006. Following this distribution, the reporting person received 1,475,282 shares of GLBL common stock in two exempt transactions reported on lines 6 and 7 of this Form 4/A. Also, on March 23, 2007, the remaining balance of 127,386 shares of GLBL common stock held by WJD Interests Ltd. was distributed to the reporting person in respect of his partnership interests therein, see explanatory note (11) below. |
(10) | This line amends explanatory note 4 to the reporting person's original Form 4. See row 5 to this Form 4/A amending the corresponding transaction on the reporting person's original Form 4 and explanatory notes 8 and 9, above. |
(11) | The stated balance reflects the amount of shares of GLBL common stock held by the reporting person as of the date of this filing. |