UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act
of 1934
(Amendment No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SIGNATURES | ||||||||
EXHIBIT 1 |
CUSIP
No. |
746904101 |
Page | 1 |
of | 7 |
1 | NAMES OF REPORTING PERSONS: Infineon Technologies AG |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Federal Republic of Germany | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 126,013,975 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 167,686,025 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 126,013,975 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
167,686,025 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
293,700,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
85.9%(1) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
CO |
(1) Based on 342,000,000 ordinary shares of Qimonda AG outstanding as of January 16, 2007.
2
CUSIP
No. |
746904101 |
Page | 2 |
of | 7 |
1 | NAMES OF REPORTING PERSONS: Infineon Technologies Holding B.V. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
The Netherlands | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 167,686,025 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
167,686,025 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
167,686,025 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
49.0%(1) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
CO |
(1) Based on 342,000,000 ordinary shares of Qimonda AG outstanding as of January 16, 2007.
3
CUSIP
No. |
746904101 |
Page | 3 |
of | 7 |
1 | NAMES OF REPORTING PERSONS: Infineon Technologies Investment B.V. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
The Netherlands | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 167,686,025 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
167,686,025 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
167,686,025 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
49.0%(1) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
CO |
(1) Based on 342,000,000 ordinary shares of Qimonda AG outstanding as of January 16, 2007.
4
CUSIP
No. |
746904101 |
SCHEDULE 13G | Page | 4 |
of | 7 |
ITEM 1(a). |
NAME OF ISSUER: | |
Qimonda AG | ||
ITEM 1(b). |
ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES: | |
Gustav-Heinemann-Ring 212 | ||
81739 Munich, Germany | ||
ITEM 2(a). |
NAME OF PERSON FILING: | |
Infineon Technologies AG (Infineon), Infineon Technologies Holding B.V. (Holding), Infineon Technologies Investment B.V. (Investment) |
||
ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: | |
Infineon: Am Campeon 1-12, D-85579 Neubiberg, Germany | ||
Holding: Westblaak 32, NL-3012 KM Rotterdam, The Netherlands | ||
Investment: Westblaak 32, NL-3012 KM Rotterdam, The Netherlands | ||
ITEM 2(c). |
CITIZENSHIP: | |
Infineon: Federal Republic of Germany | ||
Holding: The Netherlands | ||
Investment: The Netherlands | ||
ITEM 2(d). |
TITLE OF CLASS OF SECURITIES: | |
Ordinary shares of no par value | ||
ITEM 2(e). |
CUSIP NUMBER: | |
746904101 | ||
ITEM 3. |
Not applicable. | |
ITEM 4. |
OWNERSHIP | |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||
This Schedule 13G filing relates to 293,700,000 ordinary shares of Qimonda AG that are owned as follows: (i) 126,013,975 shares by Infineon and 167,686,025 shares by Investment. Investment is a direct wholly owned subsidiary of Holding, and Holding is a direct wholly owned subsidiary of Infineon. Accordingly, each of Infineon and Holding may be deemed to beneficially own securities held by Investment. | ||
Infineon: |
(a) | Amount beneficially owned: | 293,700,000 | |||
(b) | Percent of Class: | 85.9% | |||
(c) | Number of shares as to which Infineon has: |
(i) | Sole power to vote or to direct the vote | 126,013,975 | |||
(ii) | Shared power to vote or to direct the vote | 167,686,025 |
CUSIP
No. |
746904101 |
SCHEDULE 13G | Page | 5 |
of | 7 |
(iii) | Sole power to dispose or direct the disposition of | 126,013,975 | |||
(iv) | Shared power to dispose or direct the disposition of | 167,686,025 |
Holding: |
(a) | Amount beneficially owned: | 167,686,025 | |||
(b) | Percent of Class: | 49.0% | |||
(c) | Number of shares as to which Holding has: |
(i) | Sole power to vote or to direct the vote | 0 | |||
(ii) | Shared power to vote or to direct the vote | 167,686,025 | |||
(iii) | Sole power to dispose or direct the disposition of | 0 | |||
(iv) | Shared power to dispose or direct the disposition of | 167,686,025 |
Investment: |
(a) | Amount beneficially owned: | 167,686,025 | |||
(b) | Percent of Class: | 49.0% | |||
(c) | Number of shares as to which Investment has: |
(i) | Sole power to vote or to direct the vote | 0 | |||
(ii) | Shared power to vote or to direct the vote | 167,686,025 | |||
(iii) | Sole power to dispose or direct the disposition of | 0 | |||
(iv) | Shared power to dispose or direct the disposition of | 167,686,025 |
ITEM 5 |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | ||
ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. | |
Not applicable. | ||
ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. | |
Not applicable. | ||
ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. | |
Not applicable. | ||
ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP. | |
Not applicable. | ||
ITEM 10. |
CERTIFICATIONS. | |
Not applicable. |
CUSIP
No. |
746904101 |
SCHEDULE 13G | Page | 6 |
of | 7 |
INFINEON TECHNOLOGIES AG |
||||
By: | Rudolf von Moreau | |||
Name: | Rudolf von Moreau | |||
Title: | Corporate Legal Counsel | |||
By: | Cornelius Simons | |||
Name: | Cornelius Simons | |||
Title: | Corporate Legal Counsel | |||
|
||||
INFINEON TECHNOLOGIES HOLDING B.V. |
||||
By: | Robert Hawliczek | |||
Name: | Robert Hawliczek | |||
Title: | Managing Director | |||
By: | Andreas Brandstetter | |||
Name: | Andreas Brandstetter | |||
Title: | Managing Director | |||
|
||||
INFINEON TECHNOLOGIES INVESTMENT B.V. |
||||
By: | Robert Hawliczek | |||
Name: | Robert Hawliczek | |||
Title: | Managing Director | |||
By: | Andreas Brandstetter | |||
Name: | Andreas Brandstetter | |||
Title: | Managing Director | |||
CUSIP
No. |
746904101 |
SCHEDULE 13G | Page | 7 |
of | 7 |
INFINEON TECHNOLOGIES AG |
||||
By: | Rudolf von Moreau | |||
Name: | Rudolf von Moreau | |||
Title: | Corporate Legal Counsel | |||
By: | Cornelius Simons | |||
Name: | Cornelius Simons | |||
Title: | Corporate Legal Counsel | |||
|
||||
INFINEON TECHNOLOGIES HOLDING B.V. |
||||
By: | Robert Hawliczek | |||
Name: | Robert Hawliczek | |||
Title: | Managing Director | |||
By: | Andreas Brandstetter | |||
Name: | Andreas Brandstetter | |||
Title: | Managing Director | |||
|
||||
INFINEON TECHNOLOGIES INVESTMENT B.V. |
||||
By: | Robert Hawliczek | |||
Name: | Robert Hawliczek | |||
Title: | Managing Director | |||
By: | Andreas Brandstetter | |||
Name: | Andreas Brandstetter | |||
Title: | Managing Director | |||