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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Unit | $ 0 | 03/31/2005 | A | 0 (1) | (2) | (2) | Common Stock | 0 | $ 0 | 5,267.384 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HOWELL WILLIAM R 1 RIVERSIDE PLAZA, 29TH FLOOR COLUMBUS, OH 43215 |
X |
/s/ Thomas G. Berkemeyer, Attorney-in-Fact for William R. Howell | 04/13/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 04/04/2005 filing reflected 440.399 AEP stock units contributed on 03/31/2005 under the AEP Deferred Compensation and Stock Plan for Non-Employee Directors. The contribution in AEP stock units did not occur. The plan has been amended (effective 01/01/05) and is now known as the AEP Retainer Deferral Plan for Non-Employee Directors allowing for alternative investment options for deferred compensation. |
(2) | Deferred units are payable in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. |
(3) | Number of units held in AEP stock prior to the 4/04/05 filing. |