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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Unit (1) | $ 0 (2) | 03/31/2004 | A | 227 | (2) | (2) | Common Stock | 227 | $ 0 (2) | 1,877 (3) (6) | D | ||||
Phantom Stock Unit (4) | $ 0 (2) | 03/31/2004 | A | 456 | (2) | (2) | Common Stock | 456 | $ 0 (2) | 5,432 (5) (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SANDOR RICHARD L 1 RIVERSIDE PLAZA, 29TH FLOOR COLUMBUS, OH 43215 |
X |
Thomas G. Berkemeyer as Attorney-in-Fact for Richard L. Sandor | 02/02/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquisition pursuant to the AEP Deferred Compensation and Stock Plan for Non-Employee Directors. |
(2) | Stock Units are payable in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. |
(3) | Includes 16 units of reinvested dividends for 1st Quarter 2004 pursuant to a dividend reinvestment feature of the Plan. AMENDED FROM 29 UNITS REPORTED IN 04/01/2004 FILING DUE TO INCORRECT CALCULATION OF DIVIDEND PRICE PER SHARE AND NUMBER OF UNITS OWNED AFTER TRANSACTION. |
(4) | Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors. |
(5) | Includes 51 units of reinvested dividends for 1st Quarter 2004 pursuant to a dividend reinvestment feature of the Plan. |
(6) | AMENDED TO REFLECT NO. OF SECURITIES OWNED UNDER EACH PLAN, RATHER THAN A RUNNING TOTAL COVERING BOTH PLANS. |