|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 18.19 | 05/08/2015 | M | 89,686 | 03/19/2013 | 03/18/2019 | Common Stock | 89,686 | $ 0 | 0 | D | ||||
Stock Appreciation Right | $ 28.38 | 04/11/2012 | 04/10/2018 | Common Stock | 57,894 | 57,894 | D | ||||||||
Stock Appreciation Right | $ 24.93 | 04/19/2011 | 04/18/2017 | Common Stock | 70,674 | 70,674 | D | ||||||||
Stock Options | $ 4.63 | 03/18/2010 | 03/17/2019 | Common Stock | 250,000 | 250,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FELDENKREIS OSCAR 3000 N.W. 107TH AVENUE MIAMI, FL 30172 |
X | X | President and COO |
/s/ Cory Shade as Power of Attorney | 05/11/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the acquisition of shares underlying a Stock Appreciation Right. |
(2) | Includes (i) 14,820 shares of restricted stock granted under the Plan, which vest in three equal annual installments commencing on April 22, 2016; (ii) 41,500 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 28, 2016; and (iii) 17,549 shares of restricted stock granted under the Plan, which vest on April 30, 2016. Reflects a transfer of 12,749 shares from the Reporting Person to the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which he is Trustee, on April 13, 2015. |
(3) | Represents (i) the disposition of 67,218 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 9,426 shares to pay taxes resulting from exercise of a Stock Appreciation Right. |
(4) | Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which the Reporting Person is Trustee. Reflects a transfer of 12,749 shares from Oscar Feldenkreis to the trust on April 13, 2015. |
(5) | Owned by the Erica Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee. |
(6) | Owned by the Jennifer Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee. |
(7) | Owned by the Stephanie Feldenkreis 2012 Irrevocable Trust UAD 10/17/12, of which the Reporting Person's spouse is the Trustee. |