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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Madison Square Garden, Inc. Class B Common Stock | $ 0 | (9) | (9) | Madison Square Garden, Inc. Class A Common Stock | 5,468,695 | 5,468,695 (10) | I (10) | By Trusts (10) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DORSOGNA BRAD TWO PENN PLAZA NEW YORK, NY 10121 |
X | |||
DOLAN KATHLEEN MARGARET TWO PENN PLAZA NEW YORK, NY 10121 |
Member of 13(d) Group |
/s/ Brad Dorsogna | 02/11/2010 | |
**Signature of Reporting Person | Date | |
/s/ Brian G. Sweeney, Attorney-in-fact for Kathleen M. Dolan | 02/11/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents Class A Common Stock received by Mr. Dorsogna in connection with the legal and structural separation of Madison Square Garden, Inc. ("MSG") from Cablevision Systems Corporation ("Cablevision") (the "Spin-off"), and granted pursuant to the MSG 2010 Non-Employee Director Stock Plan ("Plan"), in a transaction exempt under Rules 16a-9 or 16b-6, and 16b-3. |
(2) | Ms. Dolan, Mr. Dorsogna's spouse, disclaims beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by her spouse and this filing shall not be deemed an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(3) | Represents Class A Common Stock received by Ms. Dolan in connection with the Spin?off, and granted pursuant to the MSG Plan, in a transaction exempt under Rules 16a-9 or 16b-6, and (with respect to Mr. Dorsogna) Rule 16b-3. |
(4) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes MSG Class A Common Stock received by Ms. Dolan in connection with the Spin?off in an exempt transaction under Rule 16a?9. |
(5) | Mr. Dorsogna disclaims beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by his spouse and this filing shall not be deemed an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(6) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes Class A Common Stock received jointly by Mr. Dorsogna and Ms. Dolan in connection with the Spin?off in an exempt transaction under Rule 16a?9. |
(7) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes Class A Common Stock received by Ms. Dolan as custodian for her children in connection with the Spin-off in an exempt transaction under Rule 16a-9. Ms. Dolan and Mr. Dorsogna disclaim beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by Ms. Dolan as custodian for their children and this filing shall not be deemed an admission that they are, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(8) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes Class A Common Stock received by trusts for which Ms. Dolan serves as co-trustee in connection with the Spin-off in an exempt transaction pursuant to Rule 16a-9. Ms. Dolan and Mr. Dorsogna disclaim beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by the trusts and this filing shall not be deemed an admission that they are, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(9) | Class B Common Stock of the Issuer is convertible at the option of the holder one for one into Class A Common Stock of the Issuer. |
(10) | Reflects transfer of shares previously owned directly by Cablevision and its subsidiaries exempt under Rule 16a-13. Includes Class B Common Stock received by trusts for which Ms. Dolan serves as co-trustee in connection with the Spin-off in an exempt transaction under Rule 16a-9. Ms. Dolan and Mr. Dorsogna disclaim beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by the trusts and this filing shall not be deemed an admission that they are, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |