DEFA14A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 14A

(Rule 14a-101)

INFORMATION REQUIRED IN PROXY STATEMENT

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

Filed by the Registrant  ☒                            Filed by a Party other than the Registrant  ☐

Check the appropriate box:

 

  Preliminary Proxy Statement
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material Pursuant to §240.14a-12

EXANTAS CAPITAL CORP.

(Name of Registrant as Specified In Its Charter)

N/A

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

  No fee required.
  Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
  (1)  

Title of each class of securities to which transaction applies:

 

     

  (2)  

Aggregate number of securities to which transaction applies:

 

     

  (3)  

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

     

  (4)  

Proposed maximum aggregate value of transaction:

 

     

  (5)  

Total fee paid:

 

     

  Fee paid previously with preliminary materials.
  Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
  (1)  

Amount Previously Paid:

 

     

  (2)  

Form, Schedule or Registration Statement No.:

 

     

  (3)  

Filing Party:

 

     

  (4)  

Date Filed:

 

     

 

 

 


*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 12, 2019

 

  

 

EXANTAS CAPITAL CORP.

  
  
  
  
  
  
  
  
  
  

EXANTAS CAPITAL CORP.

1845 WALNUT STREET

18TH FLOOR

PHILADELPHIA, PA 19103

 

 

LOGO

 

Meeting Information

 

Meeting Type:           Annual Meeting

For holders as of:      April 12, 2019

Date:    June 12, 2019        Time:    11:00 AM EDT

Location:  1845 Walnut Street

18th Floor

Philadelphia, PA 19103

 

You are receiving this communication because you hold shares in the company named above.

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com, scan the QR Barcode on the reverse side, or easily request a paper copy (see reverse side).

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

 


  

Before You Vote

    How to Access the Proxy Materials

 

  

 

Proxy Materials Available to VIEW or RECEIVE:

 

  

NOTICE AND PROXY STATEMENT     FORM 10-K

 

  

How to View Online:

  

Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com, or scan the QR Barcode below.

 

  

How to Request and Receive a PAPER or E-MAIL Copy:

  

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

 

  

1) BY INTERNET:

   www.proxyvote.com
  

2) BY TELEPHONE:

   1-800-579-1639
  

3) BY E-MAIL*:

   sendmaterial@proxyvote.com
  

 

*  If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO (located on the following page) in the subject line.

 

  

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before May 29, 2019 to facilitate timely delivery.

 

  

 

How To Vote

    Please Choose One of the Following Voting Methods

  

 

LOGO

  

LOGO

 

  

 

Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

 

Vote By Internet: Go to www.proxyvote.com or from a smartphone, scan the QR Barcode above. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 


Voting Items   

 

The Board of Directors recommends you vote FOR the following nominees:

 

  1.

Election of Directors

Nominees:

 

  1a.

Walter T. Beach

 

  1b.

Jeffrey P. Cohen

 

  1c.

Andrew L. Farkas

 

  1d.

William B. Hart

 

  1e.

Gary Ickowicz

 

  1f.

Steven J. Kessler

 

  1g.

Murray S. Levin

 

  1h.

P. Sherrill Neff

 

  1i.

Henry R. Silverman

 

  1j.

Stephanie H. Wiggins

The Board of Directors recommends you vote FOR the following proposals:

 

2.

APPROVE THE NON-BINDING RESOLUTION ON COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

3.

ADOPT THE EXANTAS CAPITAL CORP. SECOND AMENDED AND RESTATED OMNIBUS EQUITY COMPENSATION PLAN.

 

4.

RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019.

NOTE: IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY BE BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.

 

 

LOGO


 

 

 

 

 

 

 

LOGO