UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2018
Commission File Number 001-33098
Mizuho Financial Group, Inc.
(Translation of registrant’s name into English)
5-5, Otemachi 1-chome
Chiyoda-ku, Tokyo 100-8176
Japan
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82- .
THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-213187) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: March 9, 2018 | ||
| Mizuho Financial Group, Inc. | ||
| By: | /s/ Makoto Umemiya | |
| Name: | Makoto Umemiya | |
| Title: | Managing Executive Officer / Group CFO | |
March 9, 2018
Mizuho Financial Group, Inc.
Changes of Directors and Executive Officers
Mizuho Financial Group, Inc. hereby announces changes of Members of the Board of Directors and Executive Officers (including changes in their areas of responsibility, etc.) of the following entities within the Group :
Mizuho Financial Group, Inc.
Mizuho Bank, Ltd.
Mizuho Trust & Banking Co., Ltd.
Mizuho Securities Co., Ltd.
1
[Mizuho Financial Group, Inc. (MHFG)]
| 1. | Members of the Board of Directors |
| (1) | Members of the Board of Directors Nominees (to be considered at the ordinary General |
Meeting of Shareholders of MHFG in June 2018 (“The Shareholders Meeting”))
| Tatsufumi Sakai* |
(New appointment) | |
| Takanori Nishiyama* |
(Reappointment) | |
| Makoto Umemiya* |
(Reappointment) | |
| Yasuyuki Shibata* |
(Reappointment) | |
| Hisashi Kikuchi* |
(New appointment) | |
| Yasuhiro Sato |
(Reappointment) | |
| Ryusuke Aya |
(Reappointment) | |
| Nobukatsu Funaki |
(Reappointment) | |
| Tetsuo Seki |
(Reappointment, Outside Director) | |
| Takashi Kawamura |
(Reappointment, Outside Director) | |
| Tatsuo Kainaka |
(Reappointment, Outside Director) | |
| Hirotake Abe |
(Reappointment, Outside Director) | |
| Hiroko Ota |
(Reappointment, Outside Director) | |
| Izumi Kobayashi |
(Reappointment, Outside Director) | |
Total of 14 nominees
(Note) Asterisks indicate directors expected to concurrently serve as Executive Officers.
| (2) | Chairman and Deputy Chairman of the Board of Directors (to be considered at the Board Meeting to be held following The Shareholders Meeting) |
Appointee as Chairman
Hiroko Ota
Appointee as Deputy Chairman
Ryusuke Aya
2
| (3) | Members of Committees (to be considered at the Board Meeting to be held following The Shareholders Meeting) |
Nominating Committee
| Chairman |
Takashi Kawamura | (Outside Director) | ||
|
Member |
Tetsuo Seki | (Outside Director) | ||
|
Member |
Tatsuo Kainaka | (Outside Director) | ||
|
Member |
Hiroko Ota | (Outside Director) | ||
|
Member |
Izumi Kobayashi | (Outside Director) |
Compensation Committee
| Chairman |
Tatsuo Kainaka | (Outside Director) | ||
|
Member |
Tetsuo Seki | (Outside Director) | ||
|
Member |
Takashi Kawamura | (Outside Director) | ||
|
Member |
Hirotake Abe | (Outside Director) |
Audit Committee
| Chairman |
Tetsuo Seki | (Outside Director) | ||
|
Member |
Tatsuo Kainaka | (Outside Director) | ||
|
Member |
Hirotake Abe | (Outside Director) | ||
|
Member |
Ryusuke Aya | |||
|
Member |
Nobukatsu Funaki |
Risk Committee (Voluntary Committee)
| Chairman |
Ryusuke Aya | |||
|
Member |
Izumi Kobayashi | (Outside Director) | ||
|
Member |
Hidetaka Kawakita | (Outside Expert) |
(Note) Mr. Hidetaka Kawakita is an outside expert appointed by the Board of Directors of MHFG.
3
| (4) | Brief Personal Record of Newly Nominated Member of the Board of Directors |
| Name |
Tatsufumi Sakai | |||
| Date of Birth |
August 27, 1959 | |||
| Education |
Mar. 1984 | Graduated from Faculty of Law, the University of Tokyo | ||
| Business Experience |
Joined our group in Apr. 1984 | |||
| Apr. 2011 | Executive Officer, Senior Corporate Officer of Strategic Planning Group of the former Mizuho Corporate Bank, Ltd. | |||
| Apr. 2012 | Executive Officer, General Manager of Group Planning Division of Mizuho Financial Group, Inc. Executive Officer, General Manager of Group Planning Division of the former Mizuho Bank, Ltd. Executive Officer, General Manager of Group Planning Division of the former Mizuho Corporate Bank, Ltd. | |||
| Apr. 2013 | Managing Executive Officer, Head of Investment Banking Unit of Mizuho Financial Group, Inc. Managing Executive Officer, Head of Investment Banking Unit and in charge of Business Collaboration Division (Securities & Trust Services) of the former Mizuho Bank, Ltd. Managing Executive Officer, Head of Investment Banking Unit and in charge of Business Collaboration Division (Securities & Trust Services) of the former Mizuho Corporate Bank, Ltd. | |||
| Apr. 2014 | Managing Executive Officer, Head of International Banking Unit of Mizuho Financial Group, Inc. Managing Executive Officer, Head of International Banking Unit of Mizuho Bank, Ltd. | |||
| Apr. 2016 | President & CEO of Mizuho Securities Co., Ltd. (current) | |||
| Apr. 2018 | President & Group CEO of Mizuho Financial Group, Inc. (scheduled) Member of the Board of Directors of Mizuho Bank, Ltd. (scheduled) Member of the Board of Directors of Mizuho Trust & Banking Co., Ltd. (scheduled) Member of the Board of Directors of Mizuho Securities Co., Ltd. (scheduled) | |||
4
| Name |
Hisashi Kikuchi | |||
| Date of Birth |
Sep. 14, 1965 | |||
| Education |
Mar. 1988 | Graduated from Faculty of Law, the University of Tokyo | ||
| Business Experience |
Joined our group in Apr. 1988 | |||
| Apr. 2013 | General Manager of Nihonbashi Corporate Banking Division of the former Mizuho Corporate Bank, Ltd. | |||
| Jul. 2013 | General Manager of Tokyo Corporate Banking Division of Mizuho Bank, Ltd. | |||
| Apr. 2015 | General Manager of Corporate Secretariat of Mizuho Financial Group, Inc. General Manager of Corporate Secretariat of Mizuho Bank, Ltd. | |||
| Apr. 2016 | Executive Officer, General Manager of Corporate Secretariat of Mizuho Financial Group, Inc. (current) Executive Officer, General Manager of Corporate Secretariat of Mizuho Bank, Ltd. (current) | |||
| Apr. 2018 | Managing Executive Officer, Head of Strategic Planning Group and General Manager of Corporate Secretariat* of Mizuho Financial Group, Inc. (scheduled) Managing Executive Officer, Head of Strategic Planning Group and General Manager of Corporate Secretariat* of Mizuho Bank, Ltd. (scheduled) | |||
| * The position of General Manager of Corporate Secretariat will be discharged in June 2018. | ||||
5
| 2. | Changes in Executive Officers |
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Akira Nakamura | Senior Managing Executive Officer*1 | Head of Corporate & Institutional Company | Managing Executive Officer*2 | In charge of Specific Business of Corporate & Institutional Company | ||||
| Seiji Imai | Senior Managing Executive Officer*1 | Head of Global Corporate Company | Managing Executive Officer*2 | Head of Asia & Oceania excl. East Asia | ||||
| Motonori Wakabayashi | Managing Executive Officer*1 | Head of Research & Consulting Unit | Managing Executive Officer*2 | Deputy Head of Research & Consulting Unit | ||||
| Goji Fujishiro | Managing Executive Officer*1 | Head of Global Products Unit | — | |||||
| Hisashi Kikuchi | Managing Executive Officer*1 | Head of Strategic Planning Group and General Manager of Corporate Secretariat | Executive Officer*2 | General Manager of Corporate Secretariat | ||||
| Daisuke Yamada | Senior Managing Executive Officer*2 | In charge of Digital Innovation | Managing Executive Officer*2 | In charge of Digital Innovation | ||||
| Teiji Teramoto | Senior Managing Executive Officer*2 | Head of the Americas | Managing Executive Officer*2 | In charge of Specific Business of Global Corporate Company | ||||
| Kouji Yonei | Managing Executive Officer*2 | Joint Head of IT & Systems Group and General Manager of IT & Systems Promotion Department | Managing Executive Officer*2 | Joint Head of IT & Systems Group and General Manager of IT & Systems Planning Department | ||||
6
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Naoto Takahashi | Managing Executive Officer*2 | In charge of Specific Duties of Strategic Planning Group and General Manager of Next-Generation IT Systems Coordination Project Team | Managing Executive Officer*2 | Joint Head of Strategic Planning Group and General Manager of Next-Generation IT Systems Coordination Project Team | ||||
| Riki Shibata | Managing Executive Officer*2 | Deputy Head of Global Markets Company | Executive Officer*2 | General Manager of Global Markets Coordination Department | ||||
| Hidenobu Mukai | Managing Executive Officer*2 | In charge of Specific Business of Retail & Business Banking Company | — | |||||
| Hidekatsu Take | Managing Executive Officer*2 | Head of Asia & Oceania excl. East Asia | — | |||||
| Akihito Mochizuki | Managing Executive Officer*2 | In charge of Specific Duties of Strategic Planning Group | Executive Officer*2 | General Manager of Planning Administration Department | ||||
| Hiroshi Itabashi | Managing Executive Officer*2 | Deputy Head of Corporate & Institutional Company and Deputy Chief Digital Innovation Officer | Managing Executive Officer*2 | In charge of Specific Business of Retail & Business Banking Company | ||||
7
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Masao Kanamaru |
Managing Executive Officer*2 | Deputy Head of Global Corporate Company, Deputy Head of Global Markets Company and Deputy Head of Global Products Unit | — | |||||
| Atsushi Takahashi |
Managing Executive Officer*2 | Deputy Head of Global Markets Company | Managing Executive Officer*2 | Deputy Head of Global Corporate Company, Deputy Head of Global Products Unit, Deputy Head of Strategic Planning Group, Deputy Head of Financial Control & Accounting Group and Deputy Chief Digital Innovation Officer | ||||
| Tatsuya Yamada |
Managing Executive Officer*2 | Deputy Head of Financial Control & Accounting Group and Deputy Head of IT & Systems Group | Managing Executive Officer*2 | Deputy Head of IT & Systems Group and Deputy Head of Operations Group | ||||
8
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Yuzo Kanamori | Managing Executive Officer*2 | Deputy Head of Global Corporate Company, Deputy Head of Global Products Unit, Deputy Head of Strategic Planning Group, Deputy Head of Operations Group and Deputy Chief Digital Innovation Officer | Managing Executive Officer*2 | Deputy Head of Global Corporate Company and Deputy Head of Global Products Unit | ||||
| Yasuto Hamanishi | Managing Executive Officer*2 | Deputy Head of Global Corporate Company and Deputy Head of Global Products Unit | — | |||||
| Takafumi Matake | Managing Executive Officer*2 | Deputy Head of Human Resources Group | — | |||||
| Asashi Katou | Executive Officer*2 | General Manager for IT & Systems Group | Executive Officer*2 | General Manager of IT & Systems Promotion Department | ||||
| Masaharu Asahi | Executive Officer*2 | General Manager for Research & Consulting Unit | — | |||||
| Masahiro Kosugi | Executive Officer*2 | General Manager of Accounting Department | — | General Manager of Accounting Department | ||||
| Kosuke Nakamura | Retired | (Have a role at MHSC) *3 |
Deputy President & Executive Officer*1 | Head of Corporate & Institutional Company | ||||
| Akira Sugano | Retired*4 | Deputy President & Executive Officer*1 | Head of Global Corporate Company | |||||
9
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Keiichiro Ogushi | Retired | Senior Managing Executive Officer*1 | Head of Research & Consulting Unit | |||||
| Shinji Taniguchi | Retired | Managing Executive Officer*1 | Head of Global Products Unit | |||||
| Hiroshi Suehiro | Retired | Deputy President & Executive Officer*2 | Head of the Americas | |||||
| Yasuo Agemura | Retired | Senior Managing Executive Officer*2 | In charge of Specific Business of Global Markets Company | |||||
| Tetsuhiko Saito | Retired | Senior Managing Executive Officer*2 | In charge of Specific Business of Retail & Business Banking Company | |||||
| Amane Oshima | Retired | Managing Executive Officer*2 | Deputy Head of Global Markets Company | |||||
| Nobumitsu Watanabe | Retired | Managing Executive Officer*2 | Deputy Head of Global Corporate Company, Deputy Head of Global Markets Company and Deputy Head of Global Products Unit | |||||
| Isao Nakamura | Retired | (Have a role at MHTB) | Managing Executive Officer*2 | Deputy Head of Corporate & Institutional Company and Deputy Chief Digital Innovation Officer | ||||
| Hiroto Koda | Retired | Managing Executive Officer*2 | Deputy Head of Human Resources Group | |||||
10
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Masahiko Abe | Retired | (Have a role at MHBK) | Executive Officer*2 | General Manager of Corporate & Institutional Coordination Department | ||||
| Daisuke Horiuchi | Retired | (Have a role at MHBK) | Executive Officer*2 | General Manager of Branch Banking Department | ||||
| Takuya Ito | Retired | (Have a role at MHBK) | Executive Officer*2 | General Manager of Global Corporate Coordination Department | ||||
| (Note) | *1: | Executive Officers as Defined in the Companies Act | ||||
| *2: | Executive Officers as Defined in Our Internal Regulations | |||||
| *3: | Mr. Kosuke Nakamura will be appointed Chairman of Mizuho Securities Co., Ltd. (MHSC) in late June 2018 | |||||
| *4: | Mr. Akira Sugano will be appointed President & CEO (Representative Director) of Asset Management One Co., Ltd. on April 1, 2018. |
| Name |
New Position (to become effective in late June 2018) |
Current Position | ||||||
| Hisashi Kikuchi | Member of the Board of Directors, Managing Executive Officer*1 | Head of Strategic Planning Group | (Mentioned above) | |||||
| (Note) | *1: Executive Officers as Defined in the Companies Act |
11
[Mizuho Bank, Ltd. (MHBK)]
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Tatsufumi Sakai | Member of the Board of Directors (not full-time) | — | ||||||
| Koji Nishiwaki | Member of the Board of Directors (Audit & Supervisory Committee Member) | — | ||||||
| Takeshi Watanabe | Senior Managing Executive Officer | In charge of Specially Assigned Matters and In charge of Credit of Corporate & Institutional Division and Global Corporate Division | Senior Managing Executive Officer | Head of Credit Group | ||||
| Daisuke Yamada | Senior Managing Executive Officer | In charge of Digital Innovation Department | Managing Executive Officer | In charge of Digital Innovation Department | ||||
| Akira Nakamura | Senior Managing Executive Officer | Head of Corporate & Institutional Division | Managing Executive Officer | Head of Corporate & Institutional Division | ||||
| Teiji Teramoto | Senior Managing Executive Officer | Head of the Americas | Managing Executive Officer | Head of Global Corporate Division | ||||
| Seiji Imai | Senior Managing Executive Officer | Head of Global Corporate Division | Managing Executive Officer | Head of Asia & Oceania excl. East Asia | ||||
| Motonori Wakabayashi | Managing Executive Officer | Head of Research & Consulting Unit | Managing Executive Officer | Head of Research & Consulting Unit and In charge of Banking | ||||
| Goji Fujishiro | Managing Executive Officer | Head of Global Products Unit | Managing Executive Officer | In charge of Banking | ||||
12
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Kouji Yonei | Managing Executive Officer |
Joint Head of IT & Systems Group and General Manager of IT & Systems Promotion Department | Managing Executive Officer | Joint Head of IT & Systems Group and General Manager of IT & Systems Planning Department | ||||
| Nobuhisa Zama | Managing Executive Officer |
In charge of Credit of Retail & Business Banking Division | Managing Executive Officer | Joint Head of Credit Group | ||||
| Naoto Takahashi | Managing Executive Officer |
In charge of Specific Duties of Strategic Planning Group | Managing Executive Officer | Joint Head of Strategic Planning Group | ||||
| Riki Shibata | Managing Executive Officer |
Co-Head of Global Markets Division | Managing Executive Officer | General Manager of Global Markets Coordination Department | ||||
| Yukinobu Maruyama | Managing Executive Officer |
In charge of Banking | Executive Officer | General Manager of Tokyo-Chuo Branch Department No.2 | ||||
| Hidenobu Mukai | Managing Executive Officer |
Co-Head of Retail & Business Banking Division | Executive Officer | General Manager of Personal Banking Coordination Department | ||||
| Masaki Seki | Managing Executive Officer |
In charge of Banking and In charge of Specific Global Corporations | Executive Officer | Joint Head of Asia & Oceania excl. East Asia | ||||
| Takuya Kogiso | Managing Executive Officer |
In charge of Banking | Executive Officer | General Manager of Tokyo Main Office Department No.2 | ||||
| Hidekatsu Take | Managing Executive Officer |
Head of Asia & Oceania excl. East Asia | Executive Officer | Joint Head of the Americas | ||||
| Masahiko Abe | Managing Executive Officer |
In charge of Banking | Executive Officer | General Manager of Corporate & Institutional Coordination Department | ||||
13
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Hisashi Kikuchi |
Managing Executive Officer |
Head of Strategic Planning Group and General Manager of Corporate Secretariat |
Executive Officer | General Manager of Corporate Secretariat | ||||
| Akihito Mochizuki |
Managing Executive Officer |
In charge of Specific Duties of Strategic Planning Group | Executive Officer | General Manager of Planning Administration Department | ||||
| Asashi Katou |
Executive Officer | General Manager for IT & Systems Group | Executive Officer | General Manager of IT & Systems Promotion Department | ||||
| Hidetoshi Kaji |
Executive Officer | General Manager of Personal Consulting Department | — | |||||
| Daisuke Horiuchi |
Executive Officer | General Manager of Ginzadori Branch | Executive Officer | General Manager of Branch Banking Department | ||||
| Takuya Ito |
Executive Officer | Joint Head of the Americas | Executive Officer | General Manager of Global Corporate Coordination Department | ||||
| Seiichi Okuyama |
Executive Officer | General Manager of Tokyo-Chuo Branch Department No.2 | — | General Manager of Yaesuguchi Branch Department No.2 | ||||
| Takuhiko Tochiori |
Executive Officer | Joint Head of Asia & Oceania excl. East Asia and General Manager of Asia & Oceania Corporate Banking Department | — | General Manager of Singapore Corporate Banking Department | ||||
| Norio Sumi |
Executive Officer | General Manager of Corporate Banking Department No.7 | — | General Manager of Corporate Banking Department No.7 | ||||
| Naoto Oohitsu |
Executive Officer | General Manager of Innovative Startups Coordination Department | — | General Manager of Innovative Startups Coordination Department | ||||
14
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Toru Namie |
Executive Officer | General Manager of Tokyo Main Office and General Manager of Tokyo Main Office Department No.1 | — | General Manager of Branch Banking Department No.9 | ||||
| Masahiko Kato |
Executive Officer | General Manager of Seoul Branch | — | General Manager of Seoul Branch | ||||
| Michiko Morizono |
Executive Officer | General Manager of Kichijoji Branch | — | General Manager of Kichijoji Branch | ||||
| Masahiro Kosugi |
Executive Officer | General Manager of Accounting Department | — | General Manager of Accounting Department | ||||
| Masahiro Shimabayashi |
Executive Officer | General Manager of Sapporo Branch and General Manager of Sapporo Corporate Banking Department | — | General Manager of Sapporo Branch and General Manager of Sapporo Corporate Banking Department | ||||
| Kazunori Seta |
Executive Officer | General Manager of e-Business Department | — | General Manager of e-Business Department | ||||
| Fumio Tajima |
Executive Officer | General Manager of Corporate Banking Department No.17 | — | General Manager of Corporate Banking Department No.17 | ||||
| Yasuhiro Sato |
Retired | (Have a role at MHFG)*1 | Member of the Board of Directors (not full-time) | |||||
| Ryusuke Aya |
Retired | (Have a role at MHFG) | Member of the Board of Directors (Audit & Supervisory Committee Member) | |||||
| Kosuke Nakamura |
Retired | (Have a role at MHSC)*2 | Deputy President & Executive Officer | In charge of Special Missions | ||||
| Hiroshi Suehiro |
Retired | Deputy President & Executive Officer | Head of the America | |||||
| Tetsuhiko Saito |
Retired | Senior Managing Executive Officer | Co-Head of Retail & Business Banking Division | |||||
15
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Amane Oshima | Retired | Managing Executive Officer | Co-Head of Global Markets Division | |||||
| Yasuhisa Fujiki | Retired | Managing Executive Officer | In charge of Banking and In charge of Specific Global Corporations | |||||
| Hiroyuki Mori | Retired | Managing Executive Officer | In charge of Banking | |||||
| Shinji Taniguchi | Retired | Managing Executive Officer | Head of Global Products Unit | |||||
| Hiroshi Itabashi | Retired | (Have a role at MHTB) | Managing Executive Officer | Co-Head of Retail & Business Banking Division | ||||
| Yohei Senba | Retired | Executive Officer | General Manager of Personal Consulting Department | |||||
| Nobuyuki Kuratani | Retired | Executive Officer | General Manager of Ginzadori Branch | |||||
| Yutaka Akutagawa | Retired | (Have a role at MHTB) | Executive Officer | General Manager of Corporate Banking Department No.4 | ||||
| (Note) | *1: | Mr. Yasuhiro Sato will be appointed Chairman, Executive Officer as defined in the Companies Act of Mizuho Financial Group, Inc. (MHFG) on April 1, 2018 and will be appointed Chairman of MHFG in late June 2018. | ||||
| *2: | Mr. Kosuke Nakamura will be appointed Chairman of Mizuho Securities Co., Ltd. (MHSC) in late June 2018. |
| Name |
New Position (to become effective in late June 2018) |
Current Position | ||||||
| Hisashi Kikuchi | Executive Managing Director and Managing Executive Officer | Head of Strategic Planning Group | (Mentioned above) | |||||
| Kazutoshi Narita | Member of the Board of Directors (Audit & Supervisory Committee Member) | — | General Manager of Corporate Banking Department No.3 | |||||
16
| Name |
New Position (to become effective in late June 2018) |
Current Position | ||||||
| Shigeo Ohara* | Member of the Board of Directors (Outside Director) (Audit & Supervisory Committee Member) | — | ||||||
| Yuta Chiba | Retired | Member of the Board of Directors (Audit & Supervisory Committee Member) |
||||||
| Isao Imai | Retired | Member of the Board of Directors (Outside Director) (Audit & Supervisory Committee Member) |
||||||
(Note) * : Brief Personal Record of Mr. Shigeo Ohara is as follows
| Name |
Shigeo Ohara | |||
| Date of Birth |
Mar. 8,1945 | |||
| Education |
Mar. 1968 | Graduated from Faculty of Law, the University of Tokyo | ||
| Business Experience |
Joined Ministry of Finance Japan in Apr. 1968 | |||
| Jul. 1973 | District Director of Sakyo Tax Office | |||
| Jul. 1994 | Deputy Director-General of the Tax Bureau, Minister’s Secretariat of Ministry of Finance Japan | |||
| Jan. 1998 | Director-General of the Tax Bureau of Ministry of Finance Japan | |||
| Jul. 2001 | Commissioner of National Tax Agency | |||
| Jul. 2002 | Deputy Governor of Agriculture Forestry and Fisheries Finance Corporation | |||
| Aug. 2005 | Chairman of Federation of National Public Service Personnel Mutual Aid Associations | |||
| Jun. 2018 | Member of the Board of Directors (Audit & Supervisory Committee Member) of Mizuho Bank, Ltd. (scheduled) | |||
17
[Mizuho Trust & Banking Co., Ltd. (MHTB)]
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Toshio Sobue | Executive Managing Director and Managing Executive Officer | Head of Risk Management Group and Head of Compliance Group | Executive Managing Director and Managing Executive Officer | Head of Risk Management Group, Head of Compliance Group and Head of Credit Group | ||||
| Tatsufumi Sakai | Member of the Board of Directors (not full-time) | — | ||||||
| Isao Nakamura | Deputy President & Executive Officer | Head of Business Promotion | Managing Executive Officer | Head of Corporate & Institutional Division and Joint Head of Strategic Planning, Financial Control & Accounting Group | ||||
| Takeshi Watanabe | Senior Managing Executive Officer | In charge of Specially Assigned Matters and In charge of Credit of Corporate & Institutional Division | — | |||||
| Nobuhisa Zama | Managing Executive Officer | In charge of Credit of Retail & Business Banking Division | — | |||||
| Hiroshi Itabashi | Managing Executive Officer | Head of Corporate & Institutional Division and Joint Head of Strategic Planning, Financial Control & Accounting Group | — | |||||
| Masao Kanamaru | Managing Executive Officer | Head of Global Markets Division, Co-Head of Global Products Unit and Head of Custody & Structured Products and R&D Business Unit | Executive Officer | General Manager of Treasury Department | ||||
18
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Hideki Daimon | Managing Executive Officer | In charge of Trust & Banking | Executive Officer | General Manager of Corporate & Institutional Coordination Department | ||||
| Yutaka Akutagawa | Executive Officer | General Manager of Corporate & Institutional Coordination Department | — | |||||
| Shinya Matake | Executive Officer | General Manager of Trust Business Department I | Executive Officer | General Manager of Corporate Planning Department | ||||
| Fumiaki Tanaka | Executive Officer | General Manager of Internal Audit Department | — | General Manager of Executive Secretariat | ||||
| Yuji Goto | Executive Officer | General Manager of Real Estate Business Coordination Department | — | General Manager of Real Estate Business Coordination Department | ||||
| Masato Tsuruoka | Executive Officer | General Manager of Consulting Department | — | General Manager of Consulting Department | ||||
| Mitsuhiro Morishita | Executive Officer | General Manager of Frontier Trust Business R&D Department | — | General Manager of Frontier Trust Business R&D Department | ||||
| Yasuhiro Kinoshita | Executive Officer | General Manager of Retail & Business Banking Coordination Department | — | General Manager of Retail & Business Banking Coordination Department | ||||
| Yasuhiro Sato | Retired | (Have a role at MHFG)* | Member of the Board of Directors (not full-time) | |||||
| Makoto Okayama | Retired | Deputy President & Executive Officer | Head of Business Promotion | |||||
| Nobumitsu Watanabe | Retired | Managing Executive Officer | Head of Global Markets Division, Co-Head of Global Products Unit and Head of Custody & Structured Products and R&D Business Unit | |||||
19
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Satoru Ochiai | Retired | Managing Executive Officer | In charge of Trust & Banking | |||||
| Isao Jinno | Retired | Executive Officer | General Manager of Trust Business Department VIII | |||||
| (Note) | * : | Mr. Yasuhiro Sato will be appointed Chairman, Executive Officer as defined in the Companies Act of Mizuho Financial Group, Inc. (MHFG) on April 1, 2018 and will be appointed Chairman of MHFG in late June 2018. |
20
[Mizuho Securities Co., Ltd. (MHSC)]
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Naofumi Fuke | Deputy President and Deputy President & Executive Officer | Head of Retail & Business Banking Division | Senior Executive Managing Director and Senior Managing Executive Officer | Head of Retail & Business Banking Division | ||||
| Atsushi Takahashi | Deputy President and Deputy President & Executive Officer | Head of Global Markets Division and Head of Global Markets | Executive Managing Director and Managing Executive Officer |
Head of Strategic Planning Group, Head of Financial Control & Accounting Group, In charge of Investment Dept. and Head of Global Finance | ||||
| Tatsuya Yamada | Senior Executive Managing Director and Senior Managing Executive Officer | Head of Financial Control & Accounting Group, Head of IT & Systems Group, Head of Global Finance and Head of Global IT | Managing Executive Officer |
Head of IT & Systems Group, Head of Operations Group and Head of Global IT | ||||
| Masaya Oishi | Executive Managing Director and Managing Executive Officer | Head of Fund Business Division and In charge of JA Sales Dept. of Global Markets Division | Executive Managing Director and Managing Executive Officer |
In charge of JA Sales Dept. of Global Markets Division and In charge of Retail & Business Banking Division | ||||
| Yuzo Kanamori | Executive Managing Director and Managing Executive Officer | Head of Strategic Planning Group, Head of Operations Group, In charge of Investment Dept. and In charge of Markets Strategic Intelligence Dept. | Managing Executive Officer |
Head of Products Business Division and Co-Head of Global Investment Banking | ||||
| Tatsufumi Sakai | Member of the Board of Directors (not full-time) |
— | ||||||
21
| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Yasuto Hamanishi |
Senior Managing Executive Officer |
Co-Head of Global Investment Banking Division, Head of Investment Banking Business Division, Head of Products Business Division, Head of Syndication Business Division, Head of Global Investment Banking and Head of Global Syndicate | Senior Managing Executive Officer |
Co-Head of Global Investment Banking Division, Head of Investment Banking Business Division and Co-Head of Global Investment Banking | ||||
| Takafumi Matake |
Managing Executive Officer |
Head of Human Resources Group and In charge of Executive Secretariat | Managing Executive Officer |
Joint Head of Retail & Business Banking Division (In charge of Retail Business) | ||||
| Kazumichi Komatsu |
Managing Executive Officer |
In charge of Retail & Business Banking | Executive Officer | General Manager of Kyoto Branch | ||||
| Yasuhiro Shibata |
Executive Officer | Attached to Global Markets Division and Deputy President of Mizuho Securities USA LLC | Executive Officer | Co-Head of Fixed Income Business Division and Deputy President of Mizuho Securities USA LLC | ||||
| Seiichiro Miyaoka |
Executive Officer | Joint Head of Global Markets Division | Executive Officer | Head of Syndication Business Division and Head of Global Syndicate | ||||
| Masahiro Kihara |
Executive Officer | General Manager of Financial Planning Dept. | Executive Officer | General Manager of Risk Management Dept. | ||||
| Shinsuke Kawamoto |
Executive Officer | In charge of Retail & Business Banking | — | Senior Executive of Corporate Business Division | ||||
| Ryoichi Kojima |
Executive Officer | Head of Area of Retail & Business Banking Division | — | Head of Area of Retail & Business Banking Division | ||||
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| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Hideki Ashikari | Executive Officer | General Manager of Kyoto Branch | — | Head of Area of Retail & Business Banking Division | ||||
| Yasuto Sengoku | Executive Officer | Joint Head of Internal Audit Group | — | Senior Executive of Investment Banking Business Division | ||||
| Norifumi Akiyama | Executive Officer | Attached to Strategic Planning Group and President & CEO of Mizuho Securities Asia Limited | — | Attached to Strategic Planning Group and President & CEO of Mizuho Securities Asia Limited | ||||
| Kenya Koshimizu | Executive Officer | Co-Head of Fixed Income Business Division | — | |||||
| Jun Mochizuki | Executive Officer | In charge of Global Investment Banking Business | — | Joint Head of Products Business Division | ||||
| Satoshi Asai | Executive Officer | General Manager of Global Strategy Dept. | — | General Manager of Financial Planning Dept. | ||||
| Hiroto Koda | Deputy President (Representative Director) | Deputy President (Representative Director) and Deputy President & Executive Officer | Head of Human Resources Group, In charge of Executive Secretariat, In charge of Markets Strategic Intelligence Dept. and Attached to Strategic Planning Group | |||||
| Yasuo Agemura | Retired | Deputy President and Deputy President & Executive Officer | Head of Global Markets Division and Head of Global Markets | |||||
| Yasuhiro Sato | Retired | (Have a role at MHFG)* | Member of the Board of Directors (not full-time) |
|||||
| Takahisa Shirota | Retired | Managing Executive Officer | In charge of Retail & Business Banking | |||||
| Hiroki Takeshi | Retired | (Please see the schedule of late June 2018 on the next page) | Managing Executive Officer | In charge of Retail & Business Banking | ||||
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| Name |
New Position (Effective as of April 1, 2018) |
Current Position | ||||||
| Taizo Tomita | Retired | Executive Officer | General Manager of Head Office Sales Dept.II | |||||
| Nobufusa Takeuchi | Retired | Executive Officer | In charge of Global Investment Banking Business | |||||
| Hidetoshi Kaji | Retired | (Have a role at MHBK) | Executive Officer | Senior Corporate Officer (Attached to Head of Retail & Business Banking Division) | ||||
| * : | Mr. Yasuhiro Sato will be appointed Chairman, Executive Officer as defined in the Companies Act of Mizuho Financial Group, Inc. (MHFG) on April 1, 2018 and will be appointed Chairman of MHFG in late June 2018. |
| Name |
New Position (Effective as of April 2, 2018) |
Current Position | ||||||
| Tatsuya Yamada | Senior Executive Managing Director (Representative Director) and Senior Managing Executive Officer | Head of Financial Control & Accounting Group, Head of IT & Systems Group, Head of Global Finance and Head of Global IT | (Mentioned above) | |||||
| Hiroto Koda | Retired | (Mentioned above) | ||||||
| Name |
New Position (to become effective in late June 2018) |
Current Position | ||||||
| Kosuke Nakamura | Chairman | — | ||||||
| Hiroki Takeshi | Member of the Board of Directors (Audit & Supervisory Committee Member) |
— | ||||||
| Yasuhiko Imaizumi | Retired | Chairman | ||||||
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| Name |
New Position (to become effective in late June 2018) |
Current Position | ||||||
| Takehiko Iida | Retired | Member of the Board of Directors (Audit & Supervisory Committee Member) |
||||||
Management changes above are on the assumption that any permission required will be obtained from the relevant authorities.
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