Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of September 2014

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:   September 10, 2014
Mizuho Financial Group, Inc.
By:  

/s/ Junichi Shinbo

Name:   Junichi Shinbo
Title:   Managing Executive Officer / Group CFO


LOGO     

September 10, 2014

To whom it may concern:

 

  Company Name:   Mizuho Financial Group, Inc.
  Representative:   Yasuhiro Sato, President & CEO
  Head Office:   1-5-5 Otemachi, Chiyoda-ku, Tokyo
  Stock Code Number:    8411
    (Tokyo Stock Exchange (First Section))            

Corrections in “SELECTED FINANCIAL INFORMATION

For Fiscal 2013 <Under Japanese GAAP>” and other documents

Mizuho Financial Group, Inc. hereby announces partial corrections in its “SELECTED FINANCIAL INFORMATION For Fiscal 2012 <Under Japanese GAAP>” disclosed on May 15, 2013 and corrected on March 13, 2014, “Announcement regarding Capital Ratio as of June 30, 2013” disclosed on August 14, 2013 and corrected on March 13, 2014, “SELECTED FINANCIAL INFORMATION For the Second Quarter of Fiscal 2013 (Six months ended September 30, 2013) <Under Japanese GAAP>” disclosed on November 14, 2013 and corrected on March 13, 2014, “Announcement regarding Capital Ratio as of December 31, 2013” disclosed on February 14, 2014 and corrected on February 24, 2014 and on March 13, 2014, “SELECTED FINANCIAL INFORMATION For Fiscal 2013 <Under Japanese GAAP>” disclosed on May 14, 2014 and “Announcement regarding Capital Ratio as of June 30, 2014” disclosed on August 14, 2014, as shown in the appendix.

 

 

Contact:

Mizuho Financial Group, Inc.

Corporate Communications Division

Public Relations Department

Tel. 81-3-5224-2026

 


¡ Corrections    Appendix
The corrections are underlined.   

[SELECTED FINANCIAL INFORMATION For Fiscal 2012]

P.2-19 I. FINANCIAL DATA FOR FISCAL 2012

9. Capital Ratio (Basel III)

(Before correction)

 

Mizuho Financial Group

      International Standard (Basel III)

   (%, Billions of yen)  
   Consolidated  
   As of March 31, 2013
(Preliminary)
 

(1)    Total Capital Ratio

     14.18   

(2)    Tier 1 Capital Ratio

     11.02   

(5)    Tier 1 Capital

     6,487.4   

(6)    Common Equity Tier 1 Capital

     4,803.8   

(7)    Risk weighted Assets

     58,823.5   

(8)    Total Required Capital (7)X8%

     4,705.8   

Mizuho Corporate Bank

      International Standard (Basel III)

   Consolidated  
   As of March 31, 2013
(Preliminary)
 

(1)    Total Capital Ratio

     13.89   

(2)    Tier 1 Capital Ratio

     11.03   

(3)    Common Equity Tier 1 Capital Ratio

     8.65   

(4)    Total Capital

     5,130.0   

(7)    Risk weighted Assets

     36,908.3   

(8)    Total Required Capital (7)X8%

     2,952.6   

(After correction)

 

Mizuho Financial Group

      International Standard (Basel III)

   (%, Billions of yen)  
   Consolidated  
   As of March 31, 2013
(Preliminary)
 

(1)    Total Capital Ratio

     14.19   

(2)    Tier 1 Capital Ratio

     11.03   

(5)    Tier 1 Capital

     6,486.0   

(6)    Common Equity Tier 1 Capital

     4,802.4   

(7)    Risk weighted Assets

     58,790.6   

(8)    Total Required Capital (7)X8%

     4,703.2   

Mizuho Corporate Bank

      International Standard (Basel III)

   Consolidated  
   As of March 31, 2013
(Preliminary)
 

(1)    Total Capital Ratio

     13.91   

(2)    Tier 1 Capital Ratio

     11.04   

(3)    Common Equity Tier 1 Capital Ratio

     8.66   

(4)    Total Capital

     5,130.1   

(7)    Risk weighted Assets

     36,873.8   

(8)    Total Required Capital (7)X8%

     2,949.9   


[Capital Ratio as of June 30, 2013]    Appendix

Capital Ratio (Basel III)

  

(Before correction)

 

Mizuho Financial Group

      International Standard (Basel III)

   Consolidated     (%, Billions of yen)  
  

 

 

 
   As of
June 30, 2013
     Change     As of
March 31, 2013
 

(1)    Total Capital Ratio

     14.40         0.22        14.18   

(2)    Tier 1 Capital Ratio

     11.43         0.41        11.02   

(5)    Tier 1 Capital

     6,756.6         269.2        6,487.4   

(6)    Common Equity Tier 1 Capital

     5,055.9         252.1        4,803.8   

(7)    Risk weighted Assets

     59,103.2         279.6        58,823.5   

(8)    Total Required Capital (7)X8%

     4,728.2         22.3        4,705.8   

Mizuho Corporate Bank

      International Standard (Basel III)

   Consolidated        
  

 

 

 
   As of
June 30, 2013
     Change     As of
March 31, 2013
 

(1)    Total Capital Ratio

     15.11         1.22        13.89   

(2)    Tier 1 Capital Ratio

     12.23         1.20        11.03   

(3)    Common Equity Tier 1 Capital Ratio

     9.42         0.77        8.65   

(4)    Total Capital

     5,051.5         (78.5 )      5,130.0   

(7)    Risk weighted Assets

     33,427.3         (3,480.9 )      36,908.3   

(8)    Total Required Capital (7)X8%

     2,674.1         (278.4 )      2,952.6   

(After correction)

 

Mizuho Financial Group

      International Standard (Basel III)

   Consolidated     (%, Billions of yen)  
  

 

 

 
   As of
June 30, 2013
     Change     As of
March 31, 2013
 

(1)    Total Capital Ratio

     14.41         0.22        14.19   

(2)    Tier 1 Capital Ratio

     11.43         0.40        11.03   

(5)    Tier 1 Capital

     6,756.6         270.6        6,486.0   

(6)    Common Equity Tier 1 Capital

     5,055.9         253.5        4,802.4   

(7)    Risk weighted Assets

     59,073.9         283.2        58,790.6   

(8)    Total Required Capital (7)X8%

     4,725.9         22.6        4,703.2   

Mizuho Corporate Bank

      International Standard (Basel III)

   Consolidated        
  

 

 

 
   As of
June 30, 2013
     Change     As of
March 31, 2013
 

(1)    Total Capital Ratio

     15.29         1.38        13.91   

(2)    Tier 1 Capital Ratio

     12.38         1.34        11.04   

(3)    Common Equity Tier 1 Capital Ratio

     9.53         0.87        8.66   

(4)    Total Capital

     5,051.9         (78.1 )      5,130.1   

(7)    Risk weighted Assets

     33,022.9         (3,850.9 )      36,873.8   

(8)    Total Required Capital (7)X8%

     2,641.8         (308.0 )      2,949.9   


[SELECTED FINANCIAL INFORMATION For the Second Quarter (First Half)

of Fiscal 2013] (Six months ended September 30, 2013)

   Appendix

P.2-14 I. FINANCIAL DATA FOR THE FIRST HALF OF FISCAL 2013

  

8. Capital Ratio (Basel III)

  

(Before correction)

 

     Consolidated     

(%, Billions of yen)

 
  

 

 

 

Mizuho Financial Group

      International Standard (Basel III)

   As of
September 30,
2013
(Preliminary)
     Change     As of March 31,
2013
 

(1)    Total Capital Ratio

     14.97         0.79        14.18   

(2)    Tier 1 Capital Ratio

     11.70         0.68        11.02   

(4)    Total Capital

     8,806.6         462.1        8,344.5   

(5)    Tier 1 Capital

     6,881.2         393.7        6,487.4   

(6)    Common Equity Tier 1 Capital

     5,166.6         362.8        4,803.8   

(7)    Risk weighted Assets

     58,792.8         (30.6 )      58,823.5   

(8)    Total Required Capital (7)X8%

     4,703.4         (2.4 )      4,705.8   
     Consolidated               
  

 

 

 
     As of
September 30,
2013

(Preliminary)
     As of March 31, 2013  

Mizuho Bank

      International Standard (Basel III)

      Former MHCB     Former MHBK
(Reference)
 

(1)    Total Capital Ratio

     16.34         13.89        14.08   

(2)    Tier 1 Capital Ratio

     12.91         11.03        10.13   

(3)    Common Equity Tier 1 Capital Ratio

     10.45         8.65        8.90   

(4)    Total Capital

     8,514.7         5,130.0        3,258.6   

(7)    Risk weighted Assets

     52,097.7         36,908.3        23,128.6   

(8)    Total Required Capital (7)X8%

     4,167.8         2,952.6        1,850.2   
(After correction)        
     Consolidated      (%, Billions of yen)  
  

 

 

 
     As of
September 30,
2013

(Preliminary)
           As of March 31,
2013
 

Mizuho Financial Group

      International Standard (Basel III)

      Change    

(1)    Total Capital Ratio

     14.97         0.78        14.19   

(2)    Tier 1 Capital Ratio

     11.70         0.67        11.03   

(4)    Total Capital

     8,806.6         462.0        8,344.5   

(5)    Tier 1 Capital

     6,881.2         395.1        6,486.0   

(6)    Common Equity Tier 1 Capital

     5,166.6         364.2        4,802.4   

(7)    Risk weighted Assets

     58,790.1         (0.4 )      58,790.6   

(8)    Total Required Capital (7)X8%

     4,703.2         (0.0 )      4,703.2   
     Consolidated               
  

 

 

 

Mizuho Bank

      International Standard (Basel III)

   As of
September 30,
     As of March 31, 2013  
   2013
(Preliminary)
     Former MHCB     Former MHBK
(Reference)
 

(1)    Total Capital Ratio

     16.48         13.91        14.08   

(2)    Tier 1 Capital Ratio

     13.02         11.04        10.13   

(3)    Common Equity Tier 1 Capital Ratio

     10.55         8.66        8.90   

(4)    Total Capital

     8,515.0         5,130.1        3,258.6   

(7)    Risk weighted Assets

     51,643.2         36,873.8        23,128.6   

(8)    Total Required Capital (7)X8%

     4,131.4         2,949.9        1,850.2   


[Capital Ratio as of December 31, 2013]    Appendix

Capital Ratio (Basel III)

  

(Before correction)

 

     Consolidated     

(%, Billions of yen)

 
  

 

 

 

Mizuho Financial Group

      International Standard (Basel III)

   As of
December 31,
2013
     Change      As of
March 31, 2013
     As of
September 30,
2013
 

(1)    Total Capital Ratio

     14.87         0.69         14.18         14.97   

(2)    Tier 1 Capital Ratio

     11.58         0.56         11.02         11.70   

(5)    Tier 1 Capital

     7,020.1         532.6         6,487.4         6,881.2   

(6)    Common Equity Tier 1 Capital

     5,304.2         500.4         4,803.8         5,166.6   

(7)    Risk weighted Assets

     60,593.6         1,770.0         58,823.5         58,792.8   

(8)    Total Required Capital (7)X8%

     4,847.4         141.6         4,705.8         4,703.4   
     Consolidated                       
  

 

 

 

Mizuho Bank

      International Standard (Basel III)

   As of      As of March 31, 2013      As of  
   December 31,
2013
     Former MHCB      Former MHBK
(Reference)
     September 30,
2013
 

(1)    Total Capital Ratio

     16.19         13.89         14.08         16.34   

(2)    Tier 1 Capital Ratio

     12.75         11.03         10.13         12.91   

(3)    Common Equity Tier 1 Capital Ratio

     10.38         8.65         8.90         10.45   

(4)    Total Capital

     8,684.2         5,130.0         3,258.6         8,514.7   

(7)    Risk weighted Assets

     53,638.1         36,908.3         23,128.6         52,097.7   

(8)    Total Required Capital (7)X8%

     4,291.0         2,952.6         1,850.2         4,167.8   
(After correction)            
     Consolidated            

(%, Billions of yen)

 
  

 

 

 

Mizuho Financial Group

      International Standard (Basel III)

   As of
December 31,
2013
     Change      As of
March 31, 2013
     As of
September 30,
2013
 

(1)    Total Capital Ratio

     14.88         0.69         14.19         14.97   

(2)    Tier 1 Capital Ratio

     11.59         0.56         11.03         11.70   

(5)    Tier 1 Capital

     7,020.1         534.0         6,486.0         6,881.2   

(6)    Common Equity Tier 1 Capital

     5,304.2         501.8         4,802.4         5,166.6   

(7)    Risk weighted Assets

     60,550.6         1,760.0         58,790.6         58,790.1   

(8)    Total Required Capital (7)X8%

     4,844.0         140.8         4,703.2         4,703.2   
     Consolidated                       
  

 

 

 

Mizuho Bank

      International Standard (Basel III)

   As of      As of March 31, 2013      As of  
   December 31,
2013
     Former MHCB      Former MHBK
(Reference)
     September 30,
2013
 

(1)    Total Capital Ratio

     16.28         13.91         14.08         16.48   

(2)    Tier 1 Capital Ratio

     12.83         11.04         10.13         13.02   

(3)    Common Equity Tier 1 Capital Ratio

     10.44         8.66         8.90         10.55   

(4)    Total Capital

     8,684.4         5,130.1         3,258.6         8,515.0   

(7)    Risk weighted Assets

     53,320.7         36,873.8         23,128.6         51,643.2   

(8)    Total Required Capital (7)X8%

     4,265.6         2,949.9         1,850.2         4,131.4   


[SELECTED FINANCIAL INFORMATION For Fiscal 2013]

   Appendix

P.2-15 I. FINANCIAL DATA FOR FISCAL 2013

9. Capital Ratio (Basel III)

(Before correction)

 

Mizuho Financial Group

      International Standard (Basel III)

   Consolidated             (%, Billions of yen)  
  

 

 

 
   As of March 31,
2014

(Preliminary)
     Change      As of March 31,
2013
 

(1)    Total Capital Ratio

     14.35         0.17         14.18   

(2)    Tier 1 Capital Ratio

     11.35         0.33         11.02   

(3)    Common Equity Tier 1 Capital Ratio

     8.79         0.63         8.16   

(5)    Tier 1 Capital

     6,844.7         357.2         6,487.4   

(6)    Common Equity Tier 1 Capital

     5,304.4         500.5         4,803.8   

(7)    Risk weighted Assets

     60,287.4         1,463.8         58,823.5   

(8)    Total Required Capital (7)X8%

     4,822.9         117.1         4,705.8   

Mizuho Bank

      International Standard (Basel III)

   Consolidated                
  

 

 

 
          As of March 31, 2013  
   As of March 31,
2014
(Preliminary)
     The former
MHCB
     The former
MHBK
(Reference)
 

(1)    Total Capital Ratio

     15.36         13.89         14.08   

(2)    Tier 1 Capital Ratio

     12.25         11.03         10.13   

(3)    Common Equity Tier 1 Capital Ratio

     10.11         8.65         8.90   

(4)    Total Capital

     8,180.3         5,130.0         3,258.6   

(7)    Risk weighted Assets

     53,242.6         36,908.3         23,128.6   

(8)    Total Required Capital (7)X8%

     4,259.4         2,952.6         1,850.2   

 

(After correction)

        

Mizuho Financial Group

      International Standard (Basel III)

   Consolidated             (%, Billions of yen)  
  

 

 

 
   As of March 31,
2014
(Preliminary)
     Change      As of March 31,
2013
 

(1)    Total Capital Ratio

     14.36         0.17         14.19   

(2)    Tier 1 Capital Ratio

     11.35         0.32         11.03   

(3)    Common Equity Tier 1 Capital Ratio

     8.80         0.64         8.16   

(5)    Tier 1 Capital

     6,844.7         358.6         6,486.0   

(6)    Common Equity Tier 1 Capital

     5,304.4         501.9         4,802.4   

(7)    Risk weighted Assets

     60,274.0         1,483.4         58,790.6   

(8)    Total Required Capital (7)X8%

     4,821.9         118.6         4,703.2   

Mizuho Bank

      International Standard (Basel III)

   Consolidated                
  

 

 

 
          As of March 31, 2013  
   As of March 31,
2014
(Preliminary)
     The former
MHCB
     The former
MHBK
(Reference)
 

(1)    Total Capital Ratio

     15.48         13.91         14.08   

(2)    Tier 1 Capital Ratio

     12.35         11.04         10.13   

(3)    Common Equity Tier 1 Capital Ratio

     10.19         8.66         8.90   

(4)    Total Capital

     8,180.6         5,130.1         3,258.6   

(7)    Risk weighted Assets

     52,823.7         36,873.8         23,128.6   

(8)    Total Required Capital (7)X8%

     4,225.8         2,949.9         1,850.2   


[Capital Ratio as of June 30, 2014]      Appendix   

Capital Ratio

(Before correction)

 

Mizuho Financial Group

      International Standard

   Consolidated            (%, Billions of yen)  
  

 

 

 
   As of
June 30, 2014
     Change     As of
March 31, 2014
 

(1)    Total Capital Ratio

     14.86         0.51        14.35   

(3)    Common Equity Tier 1 Capital Ratio

     9.20         0.41        8.79   

(7)    Risk weighted Assets

     59,874.9         (412.4 )      60,287.4   

(8)    Total Required Capital (7)X8%

     4,789.9         (32.9 )      4,822.9   

Mizuho Bank

      International Standard

   Consolidated               
  

 

 

 
   As of
June 30, 2014
     Change     As of
March 31, 2014
 

(1)    Total Capital Ratio

     15.65         0.29        15.36   

(2)    Tier 1 Capital Ratio

     12.44         0.19        12.25   

(3)    Common Equity Tier 1 Capital Ratio

     10.34         0.23        10.11   

(4)    Total Capital

     8,401.0         220.7        8,180.3   

(5)    Tier 1 Capital

     6,678.2         152.8        6,525.3   

(6)    Common Equity Tier 1 Capital

     5,552.1         165.6        5,386.5   

(7)    Risk weighted Assets

     53,680.5         437.8        53,242.6   

(8)    Total Required Capital (7)X8%

     4,294.4         35.0        4,259.4   

 

(After correction)

 

       

Mizuho Financial Group

      International Standard

   Consolidated            (%, Billions of yen)  
  

 

 

 
   As of
June 30, 2014
     Change     As of
March 31, 2014
 

(1)    Total Capital Ratio

     14.86         0.50        14.36   

(3)    Common Equity Tier 1 Capital Ratio

     9.20         0.40        8.80   

(7)    Risk weighted Assets

     59,869.7         (404.3 )      60,274.0   

(8)    Total Required Capital (7)X8%

     4,789.5         (32.3 )      4,821.9   

Mizuho Bank

      International Standard

   Consolidated               
  

 

 

 
   As of
June 30, 2014
     Change     As of
March 31, 2014
 

(1)    Total Capital Ratio

     15.93         0.45        15.48   

(2)    Tier 1 Capital Ratio

     12.67         0.32        12.35   

(3)    Common Equity Tier 1 Capital Ratio

     10.53         0.34        10.19   

(4)    Total Capital

     8,401.6         221.0        8,180.6   

(5)    Tier 1 Capital

     6,678.5         153.1        6,525.3   

(6)    Common Equity Tier 1 Capital

     5,552.2         165.7        5,386.5   

(7)    Risk weighted Assets

     52,709.9         (113.7 )      52,823.7   

(8)    Total Required Capital (7)X8%

     4,216.7         (9.1 )      4,225.8