FORM 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of January 2012

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-1, Marunouchi 2-chome

Chiyoda-ku, Tokyo 100-8333

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: January 20, 2012
Mizuho Financial Group, Inc.
By:  

/s/ Takeo Nakano

Name:   Takeo Nakano
Title:   Managing Director / CFO


January 20, 2012

To whom it may concern

Mizuho Financial Group, Inc.

Re: Management Changes for the Mizuho Financial Group

Mizuho Financial Group, Inc. hereby announces changes in the directors, corporate auditor and executive officers (including changes in their areas of responsibility) of the following entities within the Group:

Mizuho Financial Group, Inc.

Mizuho Bank, Ltd.

Mizuho Corporate Bank, Ltd.

Mizuho Trust & Banking Co., Ltd.

 

 

 

 

  Tel: +81-(0)3-5224-2026  

 
    Public Relations Office    
    Corporate Communications    
 

  Mizuho Financial Group, Inc.  

 

 

 

–1–


【Mizuho Financial Group, Inc. (MHFG)】

 

Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr. Junichi    Deputy President    Deputy President
Nishizawa    (Representative Director)    (Representative Director)
   Head of Human Resources Group    Head of Human Resources Group
   (Chief Human Resources Officer)   
   and Head of Internal Audit Group   
   (Chief Auditor)   
Mr. Masaaki    Managing Director and    Managing Director and
Kono    Managing Executive Officer    Managing Executive Officer
   Head of Strategic Planning Group    Head of Risk Management Group
   (Chief Strategy Officer)    and Head of Compliance Group
      and General Manager of
      Compliance and Legal Affairs
Mr. Hideyuki    Managing Executive Officer   
Takahashi    Head of Financial Control &   
   Accounting Group   
   (Chief Financial Officer)   
Mr. Daisaku    Managing Executive Officer    Managing Executive Officer
Abe    Head of IT & Systems Group    Head of Strategic Planning Group
   (Chief Information Officer)    and Head of IT, Systems &
   and Head of Operations Group    Operations Group
   (Chief Operations Officer)   
Mr. Yasunori    Managing Executive Officer   
Tsujita    in charge of Strategic Planning Group   
Mr. Masakane    Managing Executive Officer    Executive Officer
Koike    Head of Risk Management Group    General Manager of
   (Chief Risk Officer)    Financial Planning
   and Head of Compliance Group   
   (Chief Compliance Officer)   
Mr. Mitsuaki    Director    Deputy President
Tsuchiya       Head of Internal Audit Group

 

–2–


Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr. Takeo    Director    Managing Director and
Nakano       Managing Executive Officer
      Head of Financial Control and
      Accounting Group
      and in charge of IT, Systems &
      Operations Group
Mr. Akira    Retired    Managing Executive Officer
Moriwaki       in charge of Asset Management
      Planning Office

 

Name

  

New Position (to become effective in late June 2012)

  

Current Position

Mr. Hideyuki    Managing Director and    (Mentioned above)
Takahashi    Managing Executive Officer   
   Head of Financial Control &   
   Accounting Group   
   (Chief Financial Officer)   
Mr. Daisaku    Managing Director and    (Mentioned above)
Abe    Managing Executive Officer   
   Head of IT & Systems Group   
   (Chief Information Officer)   
   and Head of Operations Group   
   (Chief Operations Officer)   
Mr. Mitsuaki    Retired    (Mentioned above)
Tsuchiya      
Mr. Takeo    Retired    (Mentioned above)
Nakano      

The appointment of Messrs. Hideyuki Takahashi and Daisaku Abe as directors is subject to approval at the regular general meeting of shareholders of MHFG to be held in late June 2012.

 

–3–


【Director Nominees】

(Nominees are subject to approval by the regular general meeting of shareholders to be held in late June 2012)

 

   Name    Hideyuki Takahashi
   Date of Birth    Apr. 20, 1957
   Education    Mar. 1980    Graduated from Faculty of Law, the University of Tokyo
   Business Experience       Joined in Apr. 1980
         Executive Officer, Senior Corporate Officer of Strategic Planning Group of Mizuho Corporate Bank, Ltd.
         Managing Executive Officer, Head of Global Portfolio Management Unit, Head of Financial Institutions & Public Sector Business Unit, Head of Global Alternative Investment Unit
         Managing Executive Officer, Chief Financial Officer, Chief Portfolio Management Officer
         Managing Executive Officer, Chief Financial Officer, Chief Portfolio Management Officer, Chief Information Officer (current)
   Name    Daisaku Abe
   Date of Birth    June 20, 1957
   Education    Mar. 1980    Graduated from Faculty of Law, the University of Tokyo
   Business Experience       Joined in Apr. 1980
         Executive Officer, General Manager of Executive Secretariat of Mizuho Corporate Bank, Ltd.
         Managing Executive Officer, Head of Strategic Planning Group, Head of IT, Systems & Operations Group and General Manager of Group Strategic Planning of Mizuho Financial Group, Inc.
         Managing Executive Officer, Head of Strategic Planning Group, Head of IT, Systems & Operations Group (current)
【Executive Officer Appointees】
   Name    Yasunori Tsujita
   Date of Birth    June 28, 1956
   Education    Mar. 1981    Graduated from Faculty of Economics, the University of Tokyo
   Business Experience       Joined in Apr. 1981
         General Manager of Shinjuku Branch of Mizuho Bank, Ltd.
         General Manager of Consulting Business Development Division
         Executive Officer, General Manager of Personal Marketing Division
         Managing Executive Officer, General Manager of Personal Marketing Division
         Managing Executive Officer (current)

 

–4–


【Mizuho Bank, Ltd. (MHBK)】

 

Name

  

New Position (to become effective in late March 2012)

  

Current Position

Mr. Manabu    Retired    Deputy President
Yoshidome       (Representative Director)
      Internal Audit Group

Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr. Takeo    Deputy President - Executive Officer   
Nakano    Head of Internal Audit Group   
Mr. Yoshiyuki    Managing Executive Officer   
Fukuda    Head of Corporate Banking Unit   
   (Large Corporations)   
Mr. Masaaki    Managing Executive Officer   
Kono    Head of Strategic Planning Group   
Mr. Yasumasa    Managing Executive Officer   
Nishi    Head of Markets Unit   
Mr. Toshitsugu    Managing Executive Officer    Managing Executive Officer
Okabe    Head of Retail Banking Unit    Branch Banking Division
Mr. Nobuhide    Managing Executive Officer (not full-time)   
Hayashi    in charge of coordination with   
   International Banking Unit of   
   Mizuho Corporate Bank, Ltd.   
Mr. Hideyuki    Managing Executive Officer   
Takahashi    Head of Financial Control &   
   Accounting Group   
Mr. Daisaku    Managing Executive Officer   
Abe    Head of IT & Systems Group   
   and Head of Operations Group   
Mr. Junichi    Managing Executive Officer    Managing Executive Officer
Nishizawa    Head of Human Resources Group    Human Resources Group
Mr. Yasunori    Managing Executive Officer    Managing Executive Officer
Tsujita    in charge of Strategic Planning Group    Operations Group,
      Strategic Planning Group

 

–5–


Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr. Masayuki    Managing Executive Officer   
Yonetani    Head of Corporate Banking Unit   
   and in charge of Corporate Banking Unit   
   (Large Corporations)   
Mr. Masayuki    Managing Executive Officer   
Hoshi    Head of Financial Institutions   
   & Public Sector Business Unit   
   and Head of Transaction Banking Unit   
Mr. Tetsuhiko    Managing Executive Officer    Managing Executive Officer
Saito    Head of Personal Banking Unit    Personal Banking Group
Mr. Masakane    Managing Executive Officer   
Koike    Head of Risk Management Group   
   and Head of Compliance Group   
Mr. Akira    Managing Executive Officer   
Sugano    Head of Investment Banking Unit,   
   Head of Asset Management Unit   
   and in charge of   
   Business Collaboration Division   
   (Securities & Trust Services)   

 

Name

  

New Position (effective as of April 2, 2012)

  

Current Position

Mr. Takeo    Deputy President    (Mentioned above)
Nakano    (Representative Director)   
   Head of Internal Audit Group   

The appointment of Mr. Takeo Nakano as director is subject to approval at the general meeting of shareholders of MHBK to be held on April 2, 2012.

 

–6–


【Mizuho Corporate Bank, Ltd. (MHCB)】

 

Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr.Tetsuo    Deputy President    Deputy President
Hiramatsu    (Representative Director)    (Representative Director)
   Head of Internal Audit Group   
Mr. Mikito    Deputy President    Deputy President
Nagai    (Representative Director)    (Representative Director)
      Chief Auditor
Mr. Yoshiyuki    Managing Executive Officer    Managing Executive Officer
Fukuda    Head of Corporate Banking Unit    Head of Corporate Banking Unit
   (Large Corporations)   
   and in charge of Corporate Banking Unit   
Mr. Masaaki    Managing Executive Officer    —  
Kono    Head of Strategic Planning Group   
Mr. Yasumasa    Managing Executive Officer    Managing Executive Officer
Nishi    Head of Markets Unit    Head of Global Markets Unit
Mr. Toshitsugu    Managing Executive Officer (not full-time)    —  
Okabe    in charge of coordination with   
   Retail Banking Unit of   
   Mizuho Bank, Ltd.   
Mr.Hideyuki    Managing Executive Officer    Managing Executive Officer
Takahashi    Head of Financial Control &    Chief Financial Officer,
   Accounting Group    Chief Portfolio Management Officer,
      Chief Information Officer
Mr. Daisaku    Managing Executive Officer    —  
Abe    Head of IT & Systems Group   
   and Head of Operations Group   
Mr. Junichi    Managing Executive Officer    Managing Executive Officer
Nishizawa    Head of Human Resources Group    Chief Human Resources Officer
Mr. Yasunori    Managing Executive Officer    —  
Tsujita    in charge of Strategic Planning Group   

 

–7–


Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr. Masayuki    Managing Executive Officer    Managing Executive Officer
Yonetani    Head of Corporate Banking Unit   
Mr. Masayuki    Managing Executive Officer    Managing Executive Officer
Hoshi    Head of Financial Institutions    Head of Global Transaction Banking Unit,
   & Public Sector Business Unit    Head of Global Asset Management Unit
   and Head of Transaction Banking Unit   
Mr. Tetsuhiko    Managing Executive Officer (not full-time)    —  
Saito    in charge of coordination with   
   Personal Banking Unit of   
   Mizuho Bank, Ltd.   
Mr. Masakane    Managing Executive Officer    —  
Koike    Head of Risk Management Group   
   and Head of Compliance Group   
Mr. Akira    Managing Executive Officer    Executive Officer
Sugano    Head of Investment Banking Unit,    General Manager of
   Head of Asset Management Unit    International Coordination Division
   and in charge of   
   Business Collaboration Division   
   (Securities & Trust Services)   

 

–8–


Mizuho Trust & Banking Co., Ltd. (MHTB)

 

Name

  

New Position (effective as of March 1, 2012)

  

Current Position

Mr. Ryoji    Retired    Corporate Auditor
Yokoyama       (full-time)

 

Name

  

New Position (effective as of April 1, 2012)

  

Current Position

Mr. Nobutake    Deputy President    Deputy President
Nishijima    (Representative Director)    (Representative Director)
   Head of Internal Audit Group   
Mr. Tadashi    Managing Director and    Managing Director and
Ohi    Managing Executive Officer    Managing Executive Officer
   Head of Strategic Planning,   
   Financial Control & Accounting Group   
   and Head of Human Resources Group   
Mr. Masaaki    Managing Executive Officer    —  
Kono    in charge of Strategic Planning,   
   Financial Control & Accounting Group   
Mr.Hideyuki    Managing Executive Officer    —  
Takahashi    in charge of Strategic Planning,   
   Financial Control & Accounting Group   
Mr. Daisaku    Managing Executive Officer    —  
Abe    in charge of IT & Systems Group   
   and Operations Group   
Mr. Junichi    Managing Executive Officer    —  
Nishizawa    in charge of Human Resources Group   
Mr. Shuuichi    Managing Executive Officer    Managing Executive Officer
Takemoto    Head of IT & Systems Group   
   and Head of Operations Group   
Mr. Masakane    Managing Executive Officer    —  
Koike    in charge of Risk Management Group   
   and Compliance Group   
Mr. Masato    Managing Executive Officer    Executive Officer
Monguchi    Head of Risk Management Group    General Manager of
   and Head of Compliance Group    Internal Audit Department

Management Changes for the 4 entities above are on the assumption that any permission required will be obtained from the relevant authorities in Japan.

 

–9–