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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (Right to Buy) | $ 1.54 | 06/14/2006 | 06/14/2006 | A | 20,000 | 07/31/2006(1) | 06/13/2016(2) | Common Stock | 20,000 | $ 0 | 20,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Berger Kendra 5966 LA PLACE COURT CARLSBAD, CA 92008 |
Chief Financial Officer |
Kendra Berger | 12/28/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Director Stock Option granted under the NTN Buzztime, Inc. 2004 Performance Incentive Plan. The option vests in twelve (12) equal monthly installments, with the first installment vesting on July 31, 2006. |
(2) | The Reporting Person resigned from the Issuer's Board of Directors, effective as of August 25, 2006 ("Termination Date"), to asume the position of Chief Financial Officer of the Issuer. Upon the Termination Date, the option was exercisable to the extent it was vested on such date until September 25, 2006. The option automatically terminated as of September 25, 2006. |
Remarks: At the time of the Stock Option grant reported in Table II of this Form 4, the Reporting Person was a Director of the Issuer. The Reporting Person resigned from the Issuer's Board of Directors, effective August 25, 2006, to asume the positon of Chief Financial Officer of the Issuer. |