|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (right to buy) | $ 11.5313 | 12/30/1999(1) | 12/30/2008 | Common Stock | 15,000 | 15,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 10.5 | 12/30/2000(1) | 12/30/2009 | Common Stock | 20,000 | 20,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 12.54 | 06/18/2001 | 06/18/2011 | Common Stock | 4,000 | 4,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 14.81 | 12/28/2002(2) | 12/28/2011 | Common Stock | 5,000 | 3,000 | D | ||||||||
Incentive Stock Option (right to buy) | $ 11.75 | 12/30/2004(3) | 12/30/2012 | Common Stock | 12,460 | 2,860 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 11.75 | 12/30/2003 | 12/30/2012 | Common Stock | 3,540 | 3,540 | D | ||||||||
Incentive Stock Option (right to buy) | $ 17.28 | 12/23/2004(4) | 12/23/2013 | Common Stock | 8,534 | 534 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 17.28 | 12/23/2004 | 12/23/2013 | Common Stock | 1,466 | 1,466 | D | ||||||||
Incentive Stock Option (right to buy) | $ 21.45 | 12/28/2005(5) | 12/28/2014 | Common Stock | 6,460 | 0 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 21.45 | 12/28/2005(6) | 12/28/2014 | Common Stock | 3,540 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COPE CARYN D 2508 GUNSTER ROAD MONTGOMERY, AL 36111 |
Chief Credit Officer |
Caryn D. Cope | 02/28/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (100% vested) |
(2) | Options vest in 5 equal installments, 20% annually beginning one year from the date of grant. (60% vested) |
(3) | 2,860 options vest on 12/30/2004. The remaining option vest in three equal installments, annually, on 12/30/2005, 12/30/2006, and 12/30/2007. |
(4) | 534 options vest on year from the date of grant. The remaining 8,000 options vest in four equal installments, annually, on 12/23/2005, 12/23/2006, 12/23/2007, and 12/23/2008. |
(5) | 588 option vest on 12/28/2005 and 12/28/2006. 1,284 options vest on 12/28/2007. The remaining 4,000 options vest in two equal installments, annually, on 12/28/2008 and 12/28/2009. |
(6) | 1,412 options vest on 12/28/2005 and 12/28/2006. 716 options vest on 12/28/2007. |
(7) | Shares issued through the Colonial BancGroup, Inc. 401K Retirement Plan. |
(8) | Average purchase price of 401K shares issued throughout the year. |