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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 14.37 | 01/18/2005 | A | 10,000 | 07/21/2005 | 01/18/2015 | Common Stock | 10,000 | $ 0 | 10,000 | I | See Footnote (3) | |||
Option (right to buy) | $ 14.53 | 07/21/2005 | A | 12,500 | 07/20/2006 | 07/21/2015 | Common Stock | 12,500 | $ 0 | 12,500 | I | See Footnote (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Metalmark Capital LLC 1177 AVENUE OF THE AMERICAS, 40TH FLOOR NEW YORK, NY 10036 |
X | X |
/s/ Kenneth F. Clifford, Managing Director, on behalf of Metalmark Capital LLC | 02/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting Person may be deemed to have beneficial ownership of the securities in Table I(5) held by Morgan Stanley Dean Witter Capital Partners IV, L.P. and MSDW IV 892 Investors, L.P. |
(2) | Reporting Person has no direct pecuniary interest in securities in Table I(5). Reporting Person may be deemed to beneficially own an indirect pecuniary interest in securities in Table I(5). Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. |
(3) | Reporting Person has no direct pecuniary interest in securities in Table II(9). Reporting Person may be deemed to beneficially own an indirect pecuniary interest in securities in Table II(9). Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. |