1. Name and Address of Reporting Person * |
Â
Lewis William Austin IV |
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2. Date of Event Requiring Statement (Month/Day/Year) 01/27/2009 |
3. Issuer Name and Ticker or Trading Symbol Aftersoft Group [ASFG]
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C/O LEWIS ASSET MANAGEMENT CORP., 45 ROCKEFELLER PLAZA, SUITE 2570 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
__X__ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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NEW YORK,, NY 10111 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
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3,103,524
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D
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Â
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Common Stock
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5,322,646
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I
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See footnote
(1)
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Common Stock
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1,348,719
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I
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See footnote
(2)
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
On the date hereof, Mr. Lewis has an indirect beneficial ownership interest in 5,322,646 shares of common stock and 5,112,328
shares issuable upon exercise of warrants (which are currently exercisable at $1.00 per share and expire April 24, 2014),
which are directly beneficially owned by Lewis Opportunity Fund, LP, as a result of Mr. Lewis' position as portfolio manager
and general partner of Lewis Asset Management Corp., the investment manager of Lewis Opportunity Fund, LP. |
(2) |
On the date hereof, Mr. Lewis has an indirect beneficial ownership interest in 1,348,719 shares of common stock and 1,290,671
shares issuable upon exercise of warrants (which are currently exercisable at $1.00 per share and expire April 24, 2014),
which are directly beneficially owned by LAM Opportunity Fund, LTD, as a result of Mr. Lewis' position as portfolio manager
and general partner of Lewis Asset Management Corp., the investment manager of LAM Opportunity Fund, LTD. |