:
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ANNUAL
REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT
OF
1934
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Q
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TRANSITION
REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934.
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Delaware
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37-1172197
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(State
or other jurisdiction of
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(I.R.S.
Employer Identification Number)
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incorporation
or organization)
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RELIV’
INTERNATIONAL, INC. 401(k) PLAN
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||
By:
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/s/
Stephen M. Merrick
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Stephen
M. Merrick, Senior Vice President
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||
of
Reliv’ International, Inc.,
Trustee
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1
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Financial
Statements
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Statements
of Net Assets Available for Benefits
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2
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Statements
of Changes in Net Assets Available for Benefits
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3
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Notes
to Financial Statements
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4
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Supplemental
Schedules
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12
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Schedule
H, Line 4a – Delinquent Participant Contributions
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13
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December
31
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|||||||
2007
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2006
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||||||
Assets
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|||||||
Cash
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$
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32,845
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$
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33,826
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|||
Investments,
at fair value:
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|||||||
Mutual
funds
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6,089,982
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5,606,671
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|||||
Relìv
International, Inc. stock
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3,798,997
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10,362,348
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|||||
Collective
investment trust
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1,325,830
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539,681
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|||||
Participant
notes receivable
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199,029
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245,976
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|||||
Total
investments
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11,413,838
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16,754,676
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|||||
Total
assets
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$
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11,446,683
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$
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16,788,502
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|||
Liabilities
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|||||||
Excess
contributions payable
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$
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–
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$
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7,299
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|||
Total
liabilities
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–
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7,299
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|||||
Net
assets reflecting all investments at fair value
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11,446,683
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16,781,203
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|||||
Adjustments
from fair value to contract value for investment in collective
trust
relating to fully benefit-responsive investment contracts
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(7,270
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)
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5,984
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||||
Net
assets available for benefits
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$
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11,439,413
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$
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16,787,187
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Year Ended December 31
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|||||||
2007
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2006
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||||||
Additions
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|||||||
Investment
income (loss):
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|||||||
Net
realized and unrealized appreciation (depreciation) in fair value
of
investments
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$
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308,535
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$
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(5,497,545
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)
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||
Interest
and dividends
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652,667
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499,971
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|||||
961,202
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(4,997,574
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)
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|||||
Contributions:
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|||||||
Employer
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301,203
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283,301
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|||||
Participants
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604,235
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560,758
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|||||
Rollovers
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–
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8,279,638
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|||||
905,438
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9,123,697
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||||||
Total
additions
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1,866,640
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4,126,123
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|||||
Deductions
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|||||||
Withdrawals
to participants
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7,179,806
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823,852
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|||||
Administrative
expenses
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34,608
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38,247
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|||||
Total
deductions
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7,214,414
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862,099
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|||||
Net
increase (decrease) in net assets available for benefits
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(5,347,774
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)
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3,264,024
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||||
Net
assets available for benefits:
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|||||||
Beginning
of year
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16,787,187
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13,523,163
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|||||
End
of year
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$
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11,439,413
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$
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16,787,187
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December
31
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|||||||
2007
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2006
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||||||
Investments
in common stock:
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|||||||
Relìv
International, Inc.
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$
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3,798,997
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$
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10,362,348
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|||
Mutual
funds:
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|||||||
Growth
Fund of America – R4
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1,292,055
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1,071,392
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|||||
EuroPacific
Growth Fund – R4
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1,118,578
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1,044,510
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|||||
Vanguard
Windsor II Admiral Shares
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764,657
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Less
than 5
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%
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||||
PIMCO
Total Return, Admin Class
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761,681
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Less
than 5
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%
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||||
Collective
investment trusts:
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|||||||
Federated
Capital Preservation Fund
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1,325,830
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Less
than 5
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%
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Net
Appreciation
(Depreciation)
in
Fair
Value for the Year
Ended
December 31
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|||||||
2007
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2006
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||||||
Mutual
funds
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$
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100,706
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$
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334,840
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|||
Relìv
International, Inc. common stock
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207,829
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(5,832,385
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)
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||||
$
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308,535
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$
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(5,497,545
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)
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December
31
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|||||||
2007
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2006
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||||||
Net
assets available for benefits per the financial statements
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$
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11,439,413
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$
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16,787,187
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|||
Excess
contributions payable
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–
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7,299
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|||||
Net
assets available for benefits per the Form 5500
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$
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11,439,413
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$
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16,794,486
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December
31
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|||||||
2007
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2006
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||||||
Participant
contributions per the financial statements
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$
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604,235
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$
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560,758
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|||
Excess
contributions
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–
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7,299
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|||||
Participant
contributions per the Form 5500
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$
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604,235
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$
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568,057
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December
31
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|||||||
2007
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2006
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||||||
Collective
investment trust per the financial statements
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$
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1,325,830
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$
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539,681
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|||
Adjustments
from fair value to contract value for fully benefit-responsive investment
contracts
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(7,270
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)
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5,984
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||||
Collective
investment trust per the Form 5500
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$
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1,318,560
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$
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545,665
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December
31
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|||||||
2007
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2006
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||||||
Withdrawals
to participants per the financial statements
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$
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7,179,806
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$
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823,852
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Excess
contributions payable at December 31, 2006
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7,299
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–
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Withdrawals
to participants and corrective distributions per the Form
5500
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$
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7,187,105
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$
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823,852
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Current
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|||||||
Identity
of Issuer
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Description
of Investment
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Value
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PIMCO
Total Return, Admin Class
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71,251.722
shares, mutual fund
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$
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761,681
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||||
American
Beacon Small Cap Val Pln
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16,351.730
shares, mutual fund
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281,577
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|||||
Dreyfus
S&P 500 Index Fund
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8,759.716
shares, mutual fund
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362,127
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|||||
Growth
Fund of America – R4
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38,271.775
shares, mutual fund
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1,292,055
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|||||
Turner
Midcap Growth Fund
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11,081.595
shares, mutual fund
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402,816
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|||||
EuroPacific
Growth Fund – R4
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22,300.198
shares, mutual fund
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1,118,578
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Cohen
& Steers Realty Focus
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10,533.215
shares, mutual fund
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529,821
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|||||
Trendstar
Small-Cap Fund
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30,347.096
shares, mutual fund
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292,546
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|||||
Lord
Abbett Mid Cap Value Fund
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15,300.169
shares, mutual fund
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284,124
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|||||
Vanguard
Windsor II Admiral Shs.
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13,780.095
shares, mutual fund
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764,657
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|||||
Federated
Capital Preservation Fund
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131,856.047
units, collective investment trust
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1,318,560
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|||||
Relìv
International, Inc.*
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463,827
shares of Company stock
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3,798,997
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|||||
Various
participants*
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Participant
loans, interest rates of 5.0% to 10.5%, maturing between 2008 and
2036
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199,029
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|||||
$
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11,406,568
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Question 4a: |
“Did
the employer fail to transmit to the plan any participant contributions
within the time period described in 29 CFR 2510.3-102,” was answered
“yes.”
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Relationship to
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||||||||||
Identity of
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Plan, Employer, or
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|||||||||
Party Involved
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Other Party-in-Interest
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Description of Transactions
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Amount
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|||||||
Relìv International, Inc.
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Employer/Plan
Sponsor
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A
participant contribution for one employee was not funded within
the time
period prescribed by the D.O.L. Regulation 2510.3-102. The December
15,
2006 participant contribution of $990 was deposited on January
26,
2007.
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$
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990
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Exhibit
Number
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Description
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23
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Consent
of Independent Registered Public Accounting
Firm
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