Deutsche
Bank Trust Company Americas
|
Attention:
ADR Department
60
Wall Street,
New
York, New York 10005
(212)
250-9100
|
Title
of Each Class of
Securities
to be Registered
|
Amount
to
be Registered |
Proposed
Maximum
Aggregate Price Per ADS |
Proposed
Maximum
Aggregate
Offering Price(1)
|
Amount
of
Registration
Fee
|
American
Depositary Shares evidenced by American Depositary Receipts, each
American
Depositary Share representing one
(1) ordinary share of Infineon Technologies AG
|
300,000,000
ADSs
|
$0.05
|
$15,000,000
|
$460.50
|
(1) |
Estimated
solely for the purpose of calculating the registration fee. Pursuant
to
Rule 457(k), such estimate is computed on the basis of the maximum
aggregate fees or charges to be imposed in connection with the issuance
of
receipts evidencing American Depositary
Shares.
|
Item Number and Caption |
Location
in Form of Receipt
Filed
Herewith as Prospectus
|
|||
1. | Name and address of depositary |
Introductory
Article
|
||
2. | Title of American Depositary Receipts and identity of deposited securities |
Face
of American Depositary Receipt, top center
|
||
Terms
of Deposit:
|
||||
(i) |
The
amount of deposited securities represented by one unit of American
Depositary Receipts
|
Face
of American Depositary Receipt, upper right corner
|
||
(ii) |
The
procedure for voting the deposited securities
|
Articles
14, 15 and 17
|
||
(iii) |
The
collection and distribution of dividends
|
Articles
6, 10, 13, 14 and 17
|
||
(iv) |
The
transmission of notices, reports and proxy soliciting
material
|
Articles
12, 14, 15 and 17
|
||
(v) |
The
sale or exercise of rights
|
Articles
13, 14, and 17
|
||
(vi) |
The
deposit or sale of securities resulting from dividends, splits or
plans of
reorganization
|
Articles
14, 15, 16 and 17
|
||
(vii) |
Amendment,
extension or termination of the deposit arrangement
|
Articles
19 and 20
|
||
(viii) |
Rights
of holders of the American Depositary Receipts to inspect the transfer
books of the depositary and the list of holders of American Depositary
Receipts
|
Article
12
|
||
(ix) |
Restrictions
upon the right to deposit or withdraw the underlying
securities
|
Articles
2, 3, 4, 5, 6, 8, 9, 21 and 23
|
||
(x) |
Limitation
upon the liability of the depositary
|
Articles
15, 16, 17, 20 and 22
|
||
3. | Fees and Charges |
Articles
6 and 9
|
Statement
that Infineon Technologies AG is subject to the periodic reporting
requirements of the Securities Exchange Act of 1934 and, accordingly,
files certain reports with the Securities and Exchange
Commission
|
Article
12
|
(a)(1)
|
Form
of Amended and Restated Deposit Agreement among Infineon Technologies
AG
as Issuer, Deutsche Bank Trust Company Americas as Successor Depositary
and the Holders and Beneficial Owners from time to time of American
Depositary Receipts issued thereunder.
Previously filed as Exhibit (a) to Registration Statement No. 333-123389
and incorporated herein by
reference.
|
(a)(2)
|
Form
of American Depositary Receipt. Filed
herewith as Exhibit (a)(2)
|
(b)
|
Any
other agreement to which the Depositary is a party relating to the
issuance of the American Depositary Shares registered hereunder or
the
custody of the deposited securities represented thereby.
None.
|
(c)
|
Every
material contract relating to the deposited securities between the
Depositary and the issuer of the deposited securities in effect at
any
time within the last three years. Not
Applicable.
|
(d)
|
Opinion
of counsel to the Depositary as to the legality of the securities
being
registered. Filed
herewith as Exhibit (d).
|
(e)
|
Certification
under Rule 466.
Filed herewith as Exhibit (e).
|
(f)
|
Powers
of Attorney for certain officers and directors and the authorized
representative of the Company. Set
forth on the signature pages
hereto.
|
(a)
|
The
Depositary hereby undertakes to make available at the principal office
of
the Depositary in the United States, for inspection by holders of
the
American Depositary Receipts, any reports and communications received
from
the issuer of the deposited securities which are both (1) received
by the
Depositary as the holder of the deposited securities, and (2) made
generally available to the holders of the underlying securities by
the
issuer.
|
(b)
|
If
the amounts of fees charged are disclosed in the prospectus, the
Depositary undertakes to prepare a separate document stating the
amount of
any fee charged and describing the service for which it is charged
and to
deliver promptly a copy of such fee schedule without charge to anyone
upon
request. The Depositary undertakes to notify each registered holder
of an
American Depositary Receipt thirty days before any change in the
fee
schedule.
|
Legal entity created by the agreement for the issuance of American Depositary Receipts evidencing American Depositary Shares each representing one Ordinary Share of Infineon Technologies AG. | ||
Deutsche Bank Trust Company Americas, | ||
as Depositary | ||
By: /s/Jeff Margolick | ||
Name: Jeff Margolick | ||
Title: Director | ||
By: /s/Clare Benson | ||
Name: Clare Benson | ||
Title: Vice President |
INFINEON TECHNOLOGIES AG | |
By: /s/Dr. Wolfgang Ziebart | |
Name: Dr. Wolfgang Ziebart | |
Title: Chief Executive Officer and Member | |
of
the Management Board
|
|
By: /s/Peter J. Fischl | |
Name: Peter J. Fischl | |
Title: Chief Financial Officer and Member | |
of
the Management
Board
|
Signature | Title | |
/s/ Dr. Wolfgang Ziebart | Chief Executive Officer and Member of | |
Dr. Wolfgang Ziebart | the Management Board | |
/s/ Peter J. Fischl | Chief Financial Officer (Principal Financial and | |
Peter J. Fischl | Accounting Officer) and Member of the Management Board | |
/s/ Peter Bauer | Member of the Management Board | |
Peter Bauer | ||
_______________ | Member of the Management Board | |
Prof. Dr. Hermann Eul | ||
/s/ Greg Bibbes | Authorized Representative in the United States | |
Greg Bibbes | ||
General Counsel, | ||
Infineon Technologies North America Corp |
Exhibit
Number
|
||
(a)(2)
|
Form
of American Depositary Receipt
|
|
(d)
|
Opinion
of counsel to the Depositary as to the legality of the securities
to be
registered.
|
|
(e)
|
Rule
466 Certification
|