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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
ResMed Common Stock Options | $ 16.498 | 08/28/2013 | M | 48,000 | 07/01/2006(1) | 07/01/2015 | ResMed Common Stock | 48,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
QUINN MICHAEL A RESMED INC. 9001 SPECTRUM CENTER BLVD. SAN DIEGO, CA 92123 |
X |
Michael A. Quinn | 08/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents date options first became exercisable. Options vest 1/3 each year on the anniversary of the grant. |
(2) | This transaction was executed in multiple trades at prices ranging from $48.25 to $48.48. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the ransacction was effected upon request to the SEC staff, the issuer or the security holder of the issuer. |
(3) | These shares are held as CDIs on the Australian Securities Exchange which represents 31,000 NYSE shares. 1 NYSE share is equal to 10 CDIs. |
(4) | These shares are held as CDIs on the Australian Securities Exchange which represents 30,600 NYSE shares. 1 NYSE share is equal to 10 CDIs. |
(5) | These shares are held as CDIs on the Australian Securities Exchange which represents 9,000 NYSE shares. 1 NYSE share is equal to 10 CDIs. |