UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Blue Holding Co 2501 MCGEE STREET KANSAS CITY, MO 64108 |
 |  X |  |  |
Hallmark Cards GmbH 2501 MCGEE STREET KANSAS CITY, MO 64108 |
 |  X |  |  |
Blue Holding Company, By: /s/ Dwight C. Arn, Vice President | 11/09/2012 | |
**Signature of Reporting Person | Date | |
Hallmark Cards GmbH, By: /s/ Arjan den Boer, Managing Director | 11/09/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 31, 2012, the parent company of Blue Holding Company ("Blue") contributed 40,000,000 shares (the "Transferred Shares") of the Issuer's Class A Common Stock to Blue. Immediately thereafter, Blue contributed the Transferred Shares to Hallmark Cards GmbH ("HC Germany"), a wholly-owned subsidiary of Blue. As a result of these transfers, (a) HC Germany is the direct owner of the Transferred Shares and (b) Blue indirectly holds the Transferred Shares. |