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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BROWN ROBERT G/ C/O SPAR GROUP INC 560 WHITE PLAINS ROAD, SUITE 210 TARRYTOWN, NY 10591 |
X | X | CHAIRMAN |
James Segreto, as attorney-in-fact under Power of Attorney Grant and Confirming Statement dated November 7, 2002 | 02/02/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On January 30, 2011, the reporting person (Robert G. Brown), trustee of the Grantor Trust of Robert G. Brown Dated March 22, 1999, distributed the shares of the issuer's stock held by this trust to its beneficiaries and dissolved the trust. The reporting person is not a beneficiary of such trust, those beneficiaries are not (to the knowledge of the reporting person) affiliates of the issuer, and without limiting any existing disclaimer, the reporting person hereby disclaims beneficial ownership of all such distributable stock. |
(2) | Not applicable, as there was no purchase or sale of such issuer's Common Stock. |
(3) | This total does not include shares directly owned by the reporting person. |
(4) | Such issuer stock was distributed by the Grantor Trust of Robert G. Brown Dated March 22, 1999, which trust was for the benefit of the reporting person's children. |