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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brown Dale A 303 W. WALL STREET, SUITE 1400 MIDLAND, TX 79701 |
X | X |
/s/ Steven H. Pruett, as attorney-in-fact for Dale A. Brown | 11/28/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported units for purposes of Section 16 or for any other purpose. |
(2) | Includes 5,486,362 units owned by Moriah Properties, Ltd. ("Moriah Properties"), an entity owned and controlled by Mr. Dale A. Brown and Mr. Cary D. Brown, and 514,951 units owned by DAB Resources, Ltd. ("DAB Resources"), an entity partially owned by Mr. Dale A. Brown. |
(3) | As a result of his ownership interest in Moriah Properties, Mr. Dale A. Brown also indirectly beneficially owns an additional 911,505 units through Moriah Properties' and DAB Resources' interest in MBN Properties LP, which holds 3,162,483 units. Mr. Dale A. Brown beneficially owns all of the units held or beneficially owned by Moriah Properties and DAB Resources. |
Remarks: Director of Legacy Reserves GP, LLC, the general partner of Legacy Reserves LP. |