UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 6, 2015
Hilltop Holdings Inc.
(Exact name of registrant as specified in its charter)
|
Maryland |
|
1-31987 |
|
84-1477939 |
|
(State or other jurisdiction of incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification No.) |
|
200 Crescent Court, Suite 1330 |
|
|
|
Dallas, Texas |
|
75201 |
|
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including area code: (214) 855-2177
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 8 — Other Events
Item 8.01 Other Events.
On April 6, 2015 and April 7, 2015, Hilltop Holdings Inc. issued press releases announcing the commencement and the pricing, respectively, of its offering in a private placement of $150 million aggregate principal amount of 5.0% senior notes due 2025. The April 6, 2015 press release was issued in accordance with Rule 135c under the Securities Act of 1933, as amended. The press releases are attached hereto as Exhibits 99.1 and 99.2 and incorporated by reference into this Item 8.01.
Section 9 — Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
|
Exhibit No. |
|
Description of Exhibit |
|
99.1 |
|
Press Release of Hilltop Holdings Inc., dated April 6, 2015. |
|
|
|
|
|
99.2 |
|
Press Release of Hilltop Holdings Inc., dated April 7, 2015. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
HILLTOP HOLDINGS INC., | |
|
|
a Maryland corporation | |
|
|
| |
|
|
|
|
|
Date: April 7, 2015 |
By: |
/s/ COREY G. PRESTIDGE |
|
|
Name: |
Corey G. Prestidge |
|
|
Title: |
General Counsel & Secretary |